Edgerock Capital LLC

Item 5: Fees & Compensation (Cont’d)

TERMINATION
Upon termination, the Advisor will refund any unearned, prepaid wealth management fees from the effective date of
termination to the end of the month.
In the event that a Client should wish to terminate their relationship with the Independent Manager, the terms for
termination will be set forth in the respective agreements between the Client and that Independent Manager. EdgeRock
will assist the Client with the termination and transition as appropriate.

FEES – HELD AWAY ACCOUNTS
Fees for held away accounts managed through a Third Party Platform are calculated and billed separately from our
advisory fees and are outlined in your investment advisory agreement.
Fees are debited from your taxable accounts or billed directly, also as disclosed in your investment advisory
agreement. If you terminate our services in the middle of a billing period, we will refund you for any fees received
during partial billing periods.

FEES – FINANCIAL PLANNING & CONSULTING
We charge a fixed fee for financial planning services, which generally ranges between $0 to $75,000. The first half of
the estimated fee is due in advance of services rendered with the remaining balance payable upon completion of the
contracted services. The fee is negotiable depending upon the complexity and scope of the plan, your financial
situation, and your objectives.
You may terminate the financial planning agreement upon written notice to our firm. If you have pre- paid financial
planning fees that we have not yet earned, you will receive a prorated refund of those fees. If financial planning fees
are payable in arrears, you will be responsible for a prorated fee based on services performed prior to termination of
the financial planning agreement.

FEES – TAX PLANNING AND FILING
We charge a fixed fee for tax planning and filling services through our affiliated entity Tax Edge LLC, which generally
has a minimum fee of $600. The fee is due in advance and is negotiable depending upon the complexity and scope of
your tax filing needs as well as the complexity of your financial situation.
You may terminate the tax planning and filing fee agreement upon written notice to our firm. If you have pre-paid tax
planning and filing fees that we have not yet earned, you will receive a prorated refund of those fees.

Form ADV Part 2A: Brochure                                                                                  Page 9

Form ADV Part 2A: Brochure
EdgeRock Wealth Management

Item 7: Types of Clients
EdgeRock provides investment advisory services to individuals, high net worth individuals, 401(k) plans, corporations
and charitable organizations. EdgeRock has a minimum account size of $80,000 but is subject to management’s
discretion.