Elevate Wealth Advisory Inc

Item 5 - Fees and Compensation

 General Fee Information
 Fees paid to Elevate are exclusive of all custodial and transaction costs paid to the
 client’s custodian, brokers or other third-party consultants. Please see Item 12 –
 Brokerage Practices for additional information. Fees paid to Elevate are also
 separate and distinct from the fees and expenses charged by mutual funds, ETFs
 (exchange traded funds) or other investment pools to their shareholders (generally
 including a management fee and fund expenses, as described in each fund’s prospectus
 or offering materials). You should review all fees charged by funds, brokers, Elevate
 and others to fully understand the total amount of fees that you may incur for
 investment and financial-related services.

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Investment Management Fees
 We offer our investment management services on a fee-only basis. Our fee schedule is
 described as follows:

                     Assets Under Management                        Advisory Fee1, 2
                        Less than $250,000                          1.65%
                        $250,001 to $499,999                        1.55%
                        $500,000 to $999,999                        1.40%
                        $1,000,000 to $1,999,999                    1.30%
                        $2,000,000 to $4,999,999                    1.20%
                        $5,000,000 and above                        1.05%
      1All fees are negotiable at our sole discretion.

       Rates shown represent the maximum rates charged for the level of assets under management.

 For clients who participate in Focus Partners Advisor Solutions, LLC Structured
 Investing Program, our advisory fee includes the administrative fees charged by Focus
 Partners Advisor Solutions, LLC for the services it may provide to your account. In
 other words, we pay Focus Partners Advisor Solutions, LLC from the advisory fee we
 collect.

 Broker-dealers and other financial institutions that hold client accounts are referred to
 as custodians. You must authorize the custodian to deduct our fees from your
 account. This authorization is granted as part of our advisory agreement. Focus
 Partners Advisor Solutions, LLC deducts fe e s from your account and then remits
 Elevate its advisory fee. Focus Partners Advisor Solutions, LLC will retain its portion
 of the fees for the services it has provided.
 More information about Focus Partners Advisor Solutions, LLC and its services
 and fees can be found in Focus Partners Advisor Solutions, LLC disclosure
 Brochure and our advisory agreement.
 Investment management fees are generally payable quarterly, in advance. Our fee is
 calculated based upon the market value of the assets in your account on the last day
 of the previous quarter. If management begins after the start of a quarter, fees will be
 prorated accordingly. In the event a client makes a deposit of $10,000 or more during
 a particular quarter, such client will be billed a pro-rata advisory fee based on the
 remaining number of the days in such quarter. Conversely, in the event a client makes
 a withdrawal of $10,000 or more during a particular quarter, such client will be
 refunded a pro-rata advisory fee based on the remaining number of days in such
 quarter.

 We send a billing statement that includes the value of your investments, our
 advisory fee, and how it is calculated. Your custodian also provides you with

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statements that show the amount paid directly to us. You should compare the
billing statement we send to the custodian’s statement and verify the calculation of
our fees. The custodian does not verify the accuracy of fee calculation.

Either you or Elevate may terminate our advisory agreement at any time, subject to any
written notice requirements in the agreement. In the event of termination, any paid
but unearned fees will be promptly refunded to you based on the number of days that
the account was managed, and any fees due to Elevate from you will be invoiced or
deducted from your account prior to termination. Should you terminate the advisory
agreement we have entered into within five (5) business days from the date the
agreement is executed, you will receive a full refund of any fees paid.
Wealth Planning Services Fees
Wealth planning services are provided under either an hourly or fixed fee
arrangement. Elevate’s hourly planning rate is $300. Hourly fees are billable each
month as incurred.

Fixed wealth planning fees are individually negotiated and range between $1,500 and
$10,000 based on the scope and complexity of the arrangement. One-third of the fixed
fee is billed upon engagement and the remainder is due upon completion of the plan.
All plans are completed in less than six months. Expenses to implement the plan are
separate and in addition to the financial planning fee.

If you choose to terminate the agreement during the planning process, you will be
billed for time spent and associated expenses up to the termination date at our
standard hourly rate then in effect. If the amount paid upon engagement for a
fixed fee agreement is greater than the bill for time and expenses, any excess will be
refunded to you.

Other Compensation
All of the firm’s compensation from client work comes exclusively from clients in the
form of fixed, flat, hourly or percentage fees. Elevate receives no sales-related
compensation. Some of our advisory representatives are licensed insurance agents.
These representatives receive no sales-related compensation (commissions, etc.) in
connection with any professional services offered by Elevate, nor are clients referred
to these representatives for the sale of any commissioned products. Elevate does not
benefit from any sales-related compensation within the scope of professional services
offered by the firm or its individual advisory representatives.

Retirement Plan Rollovers – No Obligation / Conflict of Interest
...

Item 7 – Types of Clients
We provide advisory services primarily to high net worth individuals, including their
trusts, estates, retirement accounts, and private foundations. We also provide advisory
services to other individuals other than high net worth individuals, pension and profit
sharing plans, and charitable organizations. As a condition for starting and
maintaining an advisory relationship, we generally require a minimum portfolio size of
$250,000. We, at our sole discretion, may accept clients with smaller portfolios based
upon certain factors including anticipated future earning capacity, anticipated future
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additional assets, account composition, related accounts, and pre-existing client
relationships. We may consider the portfolios of your family members to determine
if your portfolio meets the minimum size requirement.