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| Embarcadero Financial Investment Advisory LLC
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|---|---|
| CRD # | 140929 |
| SEC # | 801-118400 |
| CIK # | |
| AUM | 169.8 M (2026-03-11) |
| Employees | 4 (50% Investors, 50% Brokers) |
| Phone | 415-391-1200 |
| Address | 101 Montgomery Street San Francisco, CA 94104 |
| Source | [IAPD] [Website] [Twitter] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 120 | 43.2 |
| (b) Individuals (high net worth individuals) | 39 | 92.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 7 | 34.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 383 | 169.8 |
| By Discretionary | ||
| Discretionary | 381 | 167.9 |
| Non-Discretionary | 2 | 1.8 |
| Total | 383 | 169.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 169.8 | |
| Total | 383 | 169.8 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Redwood Park Advisors LLC
✚
|
CA | 170.3 M |
|
ZEIT Capital LLC
✚
|
170.1 M | |
|
G Dewayne McAnally LLC
✚
|
OK | 170.1 M |
|
Larimer Capital Corp
✚
|
CO | 169.9 M |
|
GTS Financial LLC
✚
|
MN | 169.9 M |
|
del Mar Wealth Management Inc
✚
|
CA | 169.9 M |
|
OT Financial LLC
✚
|
OH | 169.8 M |
|
Titanium Advisors LLC
✚
|
MA | 169.7 M |
|
Leatherback Investments LLC
✚
|
NJ | 169.6 M |
|
Cedar Spring Advisors LLC
✚
|
169.4 M |