Leatherback Investments LLC

Item 5: Fees and Compensation
Please note, unless a client has received the firm’s disclosure brochure at least 48 hours prior to signing the
investment advisory contract, the investment advisory contract may be terminated by the client within five (5)
business days of signing the contract without incurring any advisory fees. How and how much we are paid
depends on the type of advisory service we are performing and is captured in each client agreement. Please review
the general fee and compensation information below.
Retirement Plan Consulting Fees
We charge a fixed fee for Retirement Plan Consulting. Fixed fee rates range from $5,000 to $15,000, collected in
advance (upon signing the Agreement). The fee range is dependent upon variables including the specific needs of
the Client, complexity, estimated time, research, and resources required to provide services to you, among other
factors we deem relevant. Fees are negotiable and the final agreed upon fee will be outlined in your Agreement. LI
will not bill an amount above $1,200 more than 6 months or more in advance of rendering the services.

Retirement Plan Management Fees

                                  $0 - $3,000,000 0.65%

                             $3,000,001 - $5,000,000 0.55%

                             $5,000,001 - $20,000,000 0.25%

                             $20,000,001 and Above 0.10%

                        There’s an annual minimum employee benefit plan fee of $5,000.

LI is typically compensated for Employee Benefit Plan services according to the value of plan assets as per the
above schedule with level of assets being charged the corresponding fee.

   For example a plan with $5,000,000 in combined account assets would be charged .65% on the first
   $3,000,000 plus .55% on the next $2,000,000.

An upfront fee for plan development, consulting, and assistance with plan set up and recommendation may be
assessed at the start of the engagement. The fee arrangement will be reviewed and agreed upon in the client
agreement.

In certain cases, LI and the client will agree to an alternative fixed or tiered fee arrangement based on relevant
factors including the dynamics of the business, number of employees, expected amount of work involved.

Fees and minimums may be negotiated based on expected circumstances and additional services or other relevant
factors. Negotiated fees will be reflected in client agreements. Fees above do not include fees to other parties, such
as Recordkeepers, Custodians, or Third-Party-Administrators. Retirement plan fees for LI’s service are either paid
directly by the plan sponsor as invoiced or deducted from the plan assets by the Custodian on a quarterly basis,
and LI’s fee is remitted to LI. Ongoing % plan fees are pro-rated and paid in arrears on a quarterly basis and are

calculated by applying the fee percentage to each tier account value as of the last day of the previous quarter.

No increase in the annual fee shall be effective without agreement from the client by signing a new agreement or
amendment to their current advisory agreement. Accounts initiated or terminated during a calendar quarter will be
charged a pro-rated fee based on the amount of time remaining in the billing period. An account may be
terminated with written notice at least 30 calendar days in advance. Since fees are paid in arrears, no rebate will
be needed upon termination of the account. Any earned but unpaid fees will be due upon termination.

Investment Consulting
Investment Consulting typically consists of an upfront charge that is based on complexity and the nature of work
involved in the initial engagement and an ongoing fee that is paid monthly, in advance, at a rate ranging from $500
to $10,000 per month based on the complexity and needs of the client for the ongoing implementation of the plan
and/or any ongoing consulting services. The fee may be negotiable at the adviser’s discretion. Fees for this
service may be paid by electronic funds transfer or check. This service may be terminated with 30 days’ notice.
Upon termination of any account, the fee will be prorated and any unearned fee will be refunded to the client.
Investment Management Services

We require a minimum of $1,000,000 of assets under management to engage us for Investment Management
Services. Account minimums and advisory fees are negotiable solely at LI’s discretion.

The fee is based on a percentage of assets under management and is negotiable. The annualized fees for
investment management services are based on the following fee schedule:

                                $0 - $2,000,000 1.00%

                           $2,000,001 - $5,000,000 0.50%

                           $5,000,001 - $10,000,000 0.25%

                           $10,000,001 and Above 0.15%

The annual advisory fee is paid quarterly in arrears based on the value of Client’s account(s) as of the last day of the
billing period. The advisory fee is a blended tier. For example, for assets under management of $3,000,000, a Client
would pay 1.00% on the first $2,000,000 and 0.50% on the remaining balance. The quarterly fee is determined by
the following calculation: (($2,000,000 x 1.00%) + ($1,000,000 x 0.50%)) ÷ 4 = $3,750.

In determining the advisory fee, we may allow accounts of members of the same household to be aggregated. LI
relies on the valuation as provided by Client’s custodian in determining assets under management. Our advisory fee
is prorated for any partial billing periods occurring during the engagement, including the initial and terminating
billing periods. Clients may make additions or withdrawals from their account at any time; however, LI reserves the
right to adjust our advisory fees on a pro-rata basis on account of any such cash-flow transactions.

Project Based Consulting and Financial Planning

Project Based Consulting and/or Financial Planning engagements may be offered on a fixed fee basis for clients
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Item 7: Types of Clients
We provide investment advisory, portfolio management, retirement plan consulting and financial planning to
pension and profiting sharing plans, charitable organizations, or corporations or other businesses and high net
worth individual investors/families .
We require a minimum of $1,000,000 of assets under management to engage us for Investment Management
Services. Account minimums and advisory fees are negotiable solely at LI’s discretion.