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| Emergent Capital Advisors LLC
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| CRD # | 156112 |
| SEC # | 801-73169 |
| CIK # | 0001561165, 0001513523 |
| AUM | 124.1 M (2026-03-16) |
| Employees | 4 (100% Investors, 100% Brokers) |
| Phone | 713-965-0371 |
| Address | 1218 Webster St Houston, TX 77002 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | ECA Fund LP | [2012-02-07] | 62.6 M | 124.1 M |
| Filed 2026-02-27 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 124.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 124.1 |
| By Discretionary | ||
| Discretionary | 1 | 124.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 124.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 124.1 | |
| Total | 1 | 124.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Robert Lloyd | Director | 6 | 2 | |
| Alfred Knapp Jr | Executive Officer | 2 | 2 | |
| John Sprague | Executive Officer | 2 | 2 | |
| Emergent Capital Advisors LLC | Promoter | 1 | 1 | |
| Eca Fund GP II LLC | Director | 1 | 1 | |
| Ccm Opportunistic Advisors LLC | Director | 1 | 1 | |
| Ccm Strategic Partners LLC | Director | 1 | 1 | |
| Eca Fund GP LP | Director | 1 | 1 | |
| Ccm Opportunistic Partners GP LP | Director | 1 | 1 | |
| Sprague John | Director | 1 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001513523] | |
| 3 | [0001561165] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| CCM Opportunistic Partners LP | |
| Knapp Alfred John Jr | |
| Emergent Capital Advisors LLC | |
| NTS Inc |
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