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| IBS Capital LLC
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|---|---|
| CRD # | 160585 |
| SEC # | 801-74238 |
| CIK # | 0001414860 |
| AUM | 123.0 M (2026-04-27) |
| Employees | 4 (50% Investors, 0% Brokers) |
| Phone | 617-261-5327 |
| Address | 266 Main Street Medfield, MA 02052 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | The IBS Opportunity Fund Ltd | [2012-02-15] | 25.7 M | 11.6 M |
| Filed 2025-02-10 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | The IBS Turnaround Fund LP | 2012-02-15 | 38.1 M | |
| HF | The IBS Turnaround Fund QP A Limited Partnership | [2012-02-15] | 247.1 M | 73.3 M |
| Filed 2025-12-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 123.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 123.0 |
| By Discretionary | ||
| Discretionary | 3 | 123.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 123.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 11.6 | |
| United States Persons | 111.4 | |
| Total | 3 | 123.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Shonalee Munroe | Director | 3 | 3 | |
| David Blair | Director | 19 | 2 | |
| David Taft | Director, Executive Officer | 14 | 2 | |
| James Horne | Director | 3 | 2 | |
| Theresa Taft | Director | 2 | 2 | |
| Izabella Koeijers | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 4 | [0001414860] | |
| SC 13G | [0001414860] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| IBS Capital LLC | AGEX Therapeutics Inc | [2019-02-14] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 549300PG3UL61E645164 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Taft David A | |
| IBS Capital LLC | |
| IBS Turnaround Fund QP A Ltd Partnership | |
| Applied Minerals Inc |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Applied Minerals Inc AMNL
10% PIK-Election Convertible Note · derivative
|
2021-12-17 | Sell | 1 | ||
|
Applied Minerals Inc AMNL
Common Stock
|
2021-12-17 | Sell | 3,597,000 | $0.01 | 35,970 |
|
Applied Minerals Inc AMNL
Common Stock
|
2021-12-17 | Sell | 1,403,000 | $0.01 | 14,030 |
|
Applied Minerals Inc AMNL
10% PIK-Election Convertible Note · derivative
|
2021-12-17 | Sell | 1 | ||
|
Applied Minerals Inc AMNL
10% PIK-Election Convertible Note · derivative
|
2021-12-17 | Sell | 1 | ||
|
Applied Minerals Inc AMNL
Warrant (right to buy) · derivative
|
2017-12-14 | Buy | 58,401 | ||
|
Applied Minerals Inc AMNL
PIK - Election Convertible Note due 2018 · derivative
|
2017-12-14 | Disposed to issuer | |||
|
Applied Minerals Inc AMNL
PIK - Election Convertible Note due 2018 · derivative
|
2017-12-14 | Disposed to issuer | |||
|
Applied Minerals Inc AMNL
PIK - Election Convertible Note due 2023 · derivative
|
2017-12-14 | Other | |||
|
Applied Minerals Inc AMNL
Warrant (right to buy) · derivative
|
2017-12-14 | Buy | 601,060 | ||
|
Applied Minerals Inc AMNL
Warrant (right to buy) · derivative
|
2017-12-14 | Buy | 299,317 | ||
|
Applied Minerals Inc AMNL
PIK - Election Convertible Note due 2023 · derivative
|
2017-12-14 | Other | |||
|
Applied Minerals Inc AMNL
PIK - Election Convertible Note due 2018 · derivative
|
2017-12-14 | Disposed to issuer | |||
|
Applied Minerals Inc AMNL
PIK - Election Convertible Note due 2023 · derivative
|
2017-12-14 | Other | |||
|
Applied Minerals Inc AMNL
Stock Option (right to buy) · derivative
|
2017-05-24 | Grant | 50,000 | $0.00 | |
|
Applied Minerals Inc AMNL
Common Stock
|
2017-05-23 | Grant | 50,000 | $0.00 | |
|
Applied Minerals Inc AMNL
Stock Option (right to buy) · derivative
|
2017-05-23 | Grant | 50,000 | $0.00 | |
|
Applied Minerals Inc AMNL
Stock Option (Right to Buy) · derivative
|
2016-08-01 | Grant | 50,000 | $0.00 | |
|
Applied Minerals Inc AMNL
Common Stock
|
2016-06-24 | Buy | 1,333,334 | $0.15 | 200,000 |
|
Applied Minerals Inc AMNL
Warrant (Right to Buy) · derivative
|
2016-06-24 | Buy | 1,333,334 | ||
| showing 20 of 44 most recent transactions | |||||
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