Rock Island Capital LLC

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Total AUM ($M) Copy

Type	Form D Funds	Date	Sold	AUM
PE	Rock Island Capital Fund IV-A LP	[2024-03-26]		36.5 M
	Filed 2023-08-04 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
PE	Rock Island Capital Fund IV LP	[2024-03-26]		248.3 M
	Filed 2023-08-04 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
PE	Rock Island Capital Fund IV-X LP	[2024-03-26]		1.6 M
	Filed 2023-10-10 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
PE	Ric-Superior Holdings LLC	2023-03-28		35.9 M
PE	Lancaster/Erc Holdings LLC	[2019-03-28]	23.1 M	1.4 M
	Filed 2018-02-27 (D) · Exemption 506(b) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose
PE	Rock Island Capital Fund III-A LP	[2019-03-28]	20.0 M	23.3 M
	Filed 2018-11-14 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
PE	Rock Island Capital Fund III LP	[2019-03-28]	105.2 M	127.4 M
	Filed 2018-11-14 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
PE	5Loop LLC	2018-03-29		16.7 M
PE	Ric Baker LLC	2018-03-29		0.2 M
PE	Ric Central Investor LLC	2018-03-29		184.3 M
View All

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	13	636.6
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	13	636.6
By Discretionary
Discretionary	13	636.6
Non-Discretionary	0	0.0
Total	13	636.6
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		636.6
Total	13	636.6

Form D Directors	Role	# Filings	# Firms
Michael Nugent	Director, Executive Officer	23	4
Patrick Hartman	Executive Officer	3	2
Alfred Mattaliano	Director, Executive Officer	7	1
Brian Bastedo	Executive Officer	5	1
Ric GP IV LLC	Director	3	1
Daniel Alport	Executive Officer	3	1
Ric GP III LLC	Director	2	1

Comparable Firms	State	AUM
McGinty Road Partners LP ✚	MN	646.0 M
DWM Asset Management LLC ✚	CT	645.0 M
Cadent Management Services LLC ✚	NY	643.5 M
SightLine Partners LLC ✚	MN	642.8 M
Equilibrium Capital Investment Management LLC ✚	OR	642.6 M
Eve Partners LLC ✚	FL	641.3 M
Venture Investment Management Co LLC ✚	NJ	636.8 M
Karmel Capital Management LLC ✚	CA	636.1 M
Argentem Creek Partners LP ✚	NY	628.4 M
HGC Advisor LLC ✚		626.9 M

Assets, Funds, Holdings