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| Equitable Investment Management Group LLC
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|---|---|
| CRD # | 156933 |
| SEC # | 801-72220 |
| CIK # | 0001965856, 0001635626, 0000033250, 0001536185 |
| AUM | 167.15 B (2026-03-27) |
| Employees | 67 (16% Investors, 25% Brokers) |
| Phone | 212-314-5051 |
| Address | 1345 Avenue of The Americas New York, NY 10105 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($T) | |
|---|---|---|---|
| iShares Comex Gold Trust | 0.0 | ||
| HCA Holdings Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Microsoft Corp | 0.0 | ||
| Apple Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Perimeter Solutions Sa | 0.0 | ||
| Amazon Com Inc | 0.0 | ||
| Shopify Inc | 0.0 | ||
| Analog Devices Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($T) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 166.9 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 113 | 167.2 |
| By Discretionary | ||
| Discretionary | 113 | 167.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 113 | 167.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 166.9 | |
| Total | 113 | 167.2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000033250] | |
| 13F-NT | [0001536185] | |
| 10-K | [0001635626] | |
| 10-Q | [0001635626] | |
| 3 | [0001635626] | |
| 4 | [0001635626] | |
| 8-K | [0001635626] | |
| SC 13D | [0001635626] | |
| SC 13G | [0001635626] | |
| 13F-NT | [0001965856] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Equitable Financial Corp | Equitable Financial Corp | [2016-02-12] |
| Maltese Capital Management LLC | Equitable Financial Corp | [2016-02-09] |
| Elkhorn Partners Limited Partnership | Equitable Financial Corp | [2015-12-02] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $142.3B |
| Serves | Institutional |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Equitable Financial Corp EQFN
Common Stock
|
2018-08-30 | Buy | 9,375 | $11.70 | 109,688 |
|
Equitable Financial Corp EQFN
Director Stock Option (Right to Buy) · derivative
|
2018-08-21 | Grant | 8,329 | $0.00 | |
|
Equitable Financial Corp EQFN
Common Stock
|
2018-08-21 | Grant | 3,350 | $0.00 | |
|
Equitable Financial Corp EQFN
Common Stock
|
2018-03-07 | Sell | 133 | $10.55 | 1,403 |
|
Equitable Financial Corp EQFN
Common Stock
|
2018-03-07 | Sell | 1,000 | $10.60 | 10,600 |
|
Equitable Financial Corp EQFN
Common Stock
|
2018-03-07 | Sell | 367 | $10.60 | 3,890 |
|
Equitable Financial Corp EQFN
Common Stock
|
2018-03-02 | Buy | 1,000 | $10.70 | 10,700 |
|
Equitable Financial Corp EQFN
Common Stock
|
2017-12-07 | Buy | 1,000 | $10.35 | 10,350 |
|
Equitable Financial Corp EQFN
Common Stock
|
2017-12-04 | Sell | 2,000 | $10.35 | 20,700 |
|
Equitable Financial Corp EQFN
Common Stock
|
2017-12-01 | Tax withheld | 151 | $10.50 | 1,586 |
|
Equitable Financial Corp EQFN
Common Stock
|
2017-06-15 | Sell | 4,431 | $10.20 | 45,196 |
|
Equitable Financial Corp EQFN
Common Stock
|
2017-06-14 | Sell | 1,000 | $10.10 | 10,100 |
|
Equitable Financial Corp EQFN
Common Stock
|
2017-06-14 | Sell | 99 | $10.25 | 1,015 |
|
Equitable Financial Corp EQFN
Common Stock
|
2017-06-12 | Sell | 1 | $10.25 | 10 |
|
Equitable Financial Corp EQFN
Common Stock
|
2017-05-19 | Sell | 1,049 | $10.40 | 10,910 |
|
Equitable Financial Corp EQFN
Common Stock
|
2017-03-14 | Sell | 2,000 | $10.25 | 20,500 |
|
Equitable Financial Corp EQFN
Common Stock
|
2017-02-27 | Sell | 2,114 | $9.90 | 20,929 |
|
Equitable Financial Corp EQFN
Employee Stock Option (Right to Buy) · derivative
|
2017-02-21 | Grant | 17,500 | $0.00 | |
|
Equitable Financial Corp EQFN
Common Stock
|
2017-02-21 | Grant | 3,350 | $0.00 | |
|
Equitable Financial Corp EQFN
Common Stock
|
2017-02-21 | Grant | 3,350 | $0.00 | |
| showing 20 of 52 most recent transactions | |||||
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|---|---|---|
|
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|
187.35 B | |
|
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|
IL | 186.25 B |
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|
JPMorgan Asset Management Asia Pacific Limited
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169.62 B | |
|
Franklin Templeton Fund Adviser LLC
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|
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|
Keyridge Asset Management Limited
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|
162.89 B | |
|
Santander Asset Management Sa SGIIC
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|
159.86 B | |
|
Hartford Funds Management Company LLC
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|
PA | 152.07 B |
|
Baillie Gifford Overseas Ltd
✚
|
144.00 B |