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| ERISA Advisers Inc
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| CRD # | 170487 |
| SEC # | 801-130090 |
| CIK # | |
| AUM | 187.1 M (2026-03-20) |
| Employees | 4 (25% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 855-255-2391 |
| Address | 215 Centerview Dr Brentwood, TN 37027 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (3/20/2026) [Brochure] |
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Item 5 - Fees and Compensation
Investment supervisory services fees may be determined by factors such as account size and other potentially unique advisory
services required by the client. A tiered, annualized asset-based fee for those accounts that the rm provides its investment
supervisory services are calculated based on the reporting period end value for those assets under management and as noted in
the following table. The rm’s investment supervisory services fees are negotiable at the discretion of the rm principal.
Service Provided Basis for Fee Calculation Annualized Fee
Investment Management |
Quali ed Retirement Plans as Account Balance Up to 0.50%
de ned by IRC §401(a)
ERISA §3(38) Investment Manager Base Fee + Asset Fee $504 + 0.05%
Investment Management for Base Fee + Asset Fee $1,200 + 0.25%
Individual Client (non-ERISA plan)
The services to be provided and their speci c fees will be detailed in each engagement agreement. Our published fees may be
discounted at the discretion of rm management, but they are not negotiable.
Billing Cycle and Fee Assessments
Fees for investment supervisory services are assessed an annualized asset-based fee that will be calculated based on the reporting
period ending value of the account (e.g., the last market day of the quarter). These fees will be billed quarterly, in arrears.
Accounts will be assessed in accordance with asset values disclosed on the statement the client will receive from the custodian of
record for the purpose of verifying the computation of the advisory fee. In the rare absence of a reportable market value, our rm
may seek a third-party opinion from a recognized industry source (e.g., unaf liated public accounting rm), and the client may
choose to separately seek such an opinion at their own expense as to the valuation of “hard-to-price” securities if necessary.
We will concurrently send the client and the custodian of record a written notice (“invoice”) each billing period that describes the
advisory fees to be deducted from the account at our request. This notice will be delivered prior to the deduction of fees. The notice
will include the total fee assessed, covered time period, calculation formula utilized, and reference to the assets under management
in which the fee had been based. Clients will be directly billed, with fees due upon receipt, for those accounts held by service
providers which the rm does not maintain an agreement. The applicable investment supervisory services fees referenced include
all fees and charges for the services of the rm and its investment adviser representatives. The client shares in the responsibility to
verify the accuracy of fee calculations; the custodian may not necessarily verify the accuracy of advisory fee assessments.
Fee payments will generally be assessed within ve business days following each calendar billing period. For those accounts held
by client's selected brokerage rm or custodian (“service provider”) that the rm does not maintain an agreement, those clients will
be directly billed, and fees will be due in full within 15 days of receipt of the rm’s invoice.
The client’s written authorization is required in order for the custodian of record to deduct advisory fees from the investment account.
By signing our rm’s engagement agreement, as well as the selected custodian account opening documents, the client will be
authorizing the withdrawal of both advisory and transactional fees (see following section) from their account. The withdrawal of
these fees from each account will be accomplished by the selected custodian at the request of our rm, and the custodian will remit
fees directly to our rm. All fees deducted will be clearly noted on account statements that the client will receive directly from the
custodian of record on a quarterly or more frequent basis.
Potential Additional Client Fees
Any transactional or service fees (sometimes termed brokerage fees), individual retirement account fees, quali ed retirement plan
fees, account termination fees, or wire transfer fees will be borne by the account holder and per the separate fee schedule of the
custodian of record. We will ensure the client receives a copy of our custodian’s fee schedule at the beginning of the engagement,
Erisa Advisers, Inc.
Form ADV Part 2 – 20250331
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| Account Minimums and Types of Clients — Form ADV Part 2A (3/20/2026) [Brochure] |
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Item 7 - Types of Clients
The rm provides its services to plan sponsors, duciaries and trustees of quali ed retirement plans as de ned by IRC §401(a), as
well as individuals and organizations. Although the Firm may provide services to an employer retirement plan, participants in the
plan are under no obligation to engage us to provide investment advisory services and you may engage another investment adviser
if you so choose.
Our rm does not require minimum dollar value of assets or other conditions for its client engagements.
Erisa Advisers, Inc. reserves the right to waive certain fees based on unique individual circumstances, special arrangements, pre-
existing relationships or as otherwise may be determined by a rm principal. The rm also reserves the right to decline services to
any prospective client for any nondiscriminatory reason. |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 17 | 9.4 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 117 | 175.6 |
| (h) Charitable organizations | 1 | 1.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.8 |
| (n) Other | 0 | 0.0 |
| Total | 146 | 187.1 |
| By Discretionary | ||
| Discretionary | 146 | 187.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 146 | 187.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 187.1 | |
| Total | 146 | 187.1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Finarc Investments Inc
✚
|
MA | 187.6 M |
|
CFC Planning Company LLC
✚
|
IN | 187.3 M |
|
Ward & Associates
✚
|
CA | 187.2 M |
|
Fjell Capital LLC
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|
ND | 187.0 M |
|
Public Equity Partners LLC
✚
|
187.0 M | |
|
Dutch Asset Corporation
✚
|
NY | 186.9 M |
|
David P Gilliam & Associates Inc
✚
|
IN | 186.7 M |
|
Axecap Investments LLC
✚
|
OH | 186.6 M |
|
Advocate Investing Services LLC
✚
|
MD | 186.6 M |
|
Alvin Clay Financial Advisors LLC
✚
|
PA | 186.6 M |