Etesian Wealth Advisors Inc

-

Assets, Funds, Holdings

Home | Sign Up | Log In
New Features
Latest Fund Raises
Related People
Fund Service Providers
Startup & Company Raises
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Keyboard
Etesian Wealth Advisors Inc
CRD #152127
SEC #801-70785
CIK #0001997586
AUM 503.3 M (2026-03-17)
Employees 8 (75% Investors, 0% Brokers)
Fees
Minimum
Phone503-387-3615
Address1969 Willamette Falls Drive, 200
West Linn, OR 97068
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
60048036024012002009201520212027
Fees and Compensation — Form ADV Part 2A (3/17/2026) [Brochure]
Item 5 –Fees and Compensation
For Asset Management and Retirement Plan Services we charge through an ongoing fee based on your assets under
management. For Consulting Services we charge an hourly fee. All fees are agreed upon in our client advisory
agreement with each client. Below is a description of the fees we charge for the different advisory services we offer.

 Asset Management Services
Etesian does not impose a minimum account size or minimum fee. We offer our Asset Management Services for a
percentage of assets under management. Below, we have outlined our standard investment management fees for
each type of distribution channel. Fees for Asset Management Services are payable quarterly in arrears or advance,
depending on the specific terms of the client contract. Fees payable for Investment Supervisory and Management
Services are calculated as an annual percentage fee of the value of assets under our management and then those
annual fees are prorated and charged on a quarterly basis in arrears or advance.

Those annual fees are as follows:

                           Assets Managed                                Standard Fee
         •   $0 - $2,000,000                                                 1.10%
         •   $2,000,001 - $5,000,000                                        0.85%
         •   $5,000,001 - $10,000,000                                       0.65%
         •   $10,000,001 – Up                                               0.55%

Actual fees charged to investment advisory clients vary significantly from client to client and may be higher or lower
than indicated in the standard fee schedules below, depending upon a number of factors including the amount of

                                                                                                            Page |9

assets under management, the scope of services provided, the complexity of the client’s financial situation and the
type of assets being managed.

Our fees are based upon the account balance on the last day of the calendar quarter and are deducted from client
accounts on a quarterly basis, in arrears, as a direct debit to Etesian as specified in the investment advisory
agreement. Some clients with historical contracts will be billed in advance. We encourage all clients to review their
contract for specifics related to fees, billing and timing of fee debiting. For accounts with custody at Schwab or
another custodian, that are terminated mid-quarter, our investment management fees will be prorated for each day
of the current quarter until the date the written termination notice is effective. Either party may terminate the
Investment Advisory Agreement at any time by providing written notice to the other party.

Clients will also be subject to third party fees and expenses in connection with their account that are charged by the
custodian, or particular investments. Fees and expenses in connection with mutual funds are in addition to Etesian’s
fees and those fees are described in detail in each fund's prospectus. Fees and expenses charged by third parties
such as your custodian, broker-dealers, and other service providers, will vary depending upon the type of investment
and services the client selects. Examples include, but are not limited to: IRA fees, wire fees, fixed income transaction
fees, ADR (American Deposit Receipt) fees, and foreign security assessments. These fees are charged by the third
party and not by Etesian; Etesian never shares in those fees.

  A statement regarding fees at Etesian
Our firm strives to deliver its services while paying close attention to managing all the costs that our clients are
subject to paying (fees from fund companies, ETF Sponsors, Custodians, etc.) for the management of their
investments. In an effort to achieve cost-effective expense ratios, Etesian has a bias toward using individual
securities (bonds and stocks which have a $0 holding cost in client accounts) and Exchange Traded Funds (which
have very low expense ratios). However, we do use no-load mutual funds in Client accounts to achieve diversification
and overall market exposure as needed. In those cases, we employ an investment selection process that we believe
is objective and in our clients’ best interest from a cost, reward, and risk management perspective.

  Retirement Plan Services Fees
Fees payable to Etesian for Retirement Plan Services are calculated as a percentage of assets under management
as follows:

                           Plan Assets                                         Standard Fee
    •   $0 - $3,000,000 Million                                                     0.50%
    •   $3,000,001 - $5,000,000 Million                                             0.35%
    •   $5,000,001 - $10,000,000 Million                                            0.25%
    •   $10,000,001 - $20,000,000 Million                                           0.20%
    •   $20,000,001 - and Over                                                      0.15%

Fees for Retirement Plan Services are payable quarterly in arrears and based upon account values the last day of
each calendar quarter. Fees payable to any third party money manager selected by the client are in addition to the
fees payable for Etesian’s work. In addition, clients will also be subject to other fees and expenses in connection
with their account, including execution costs, fees and expenses charged directly or indirectly by mutual funds,
ETFs or other funds in which their assets are invested, their custodian, broker-dealers, and other service providers.
Fees and expenses in connection with mutual funds are described in each fund's prospectus and ultimately borne
by the funds’ owners.
 Consulting Services Fees

                                                                                                           P a g e | 10
...
Account Minimums and Types of Clients — Form ADV Part 2A (3/17/2026) [Brochure]
types of clients:

    •   Individuals and their Families
    •   Corporate Executives and Business Owners
    •   Multi-Generational Families
    •   Private and Public Foundations and Charitable Organizations
    •   Corporate Pension and Profit Sharing plans
    •   Endowments and Not-for-Profit Organizations

Limitations to authority may be based upon specific written objectives and guidelines between Etesian and the
client, ERISA, or other regulatory bodies.
Sector Form 13F Holdings Value ($M)
Apple Inc 7.6
Costco Wholesale Corp /NEW 5.6
Microsoft Corp 4.6
Amazon Com Inc 4.2
J P Morgan Chase & Co 3.4
Wal Mart Stores Inc 3.3
Lilly Eli & Co 3.2
Nvidia Corp 3.1
 
 
 
Holdings by Sector ($M)
3502802101407002022202320252027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 396 299.4
(b) Individuals (high net worth individuals) 19 158.8
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 8.0
(h) Charitable organizations 0 32.9
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 14 4.2
(n) Other 0 0.0
Total 936 503.3
By Discretionary
Discretionary 936 503.3
Non-Discretionary 0 0.0
Total 936 503.3
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 503.3
Total 936 503.3
EDGAR Form CIK 2011 - 2026
13F-HR [0001997586]
Firm Profile (Form ADV)
Discretionary AUM$0.2B
ServesInstitutional, Retail
Comparable Firms State AUM
Dougherty Wealth Advisers LLC
MN 505.4 M
Accretive Wealth Partners LLC
NJ 504.5 M
Pineridge Advisors LLC
MO 504.2 M
Aquire Wealth Advisors LLC
UT 504.0 M
Ducere Wealth Management LLC
CA 503.8 M
Weinberger Asset Management Inc
CA 503.6 M
SMH Capital Advisors LLC
TX 503.1 M
Prosperity Financial Group Inc
CA 503.0 M
Saybrook Capital Corp
NY 502.7 M
Sharp Wealth Advisory LLC
PA 502.1 M
Terms | Privacy | Providers | Companies | Guide
tony@aum13f.com