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⚲
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| Prosperity Financial Group Inc
✚
|
|
|---|---|
| CRD # | 145540 |
| SEC # | 801-100511 |
| CIK # | 0001991334 |
| AUM | $261.7 MM (2024-03-29) |
| Employees | 9 (100% Investors, 56% Brokers) |
| Phone | 925-314-8500 |
| Address | 2333 San Ramon Valley Blvd San Ramon, CA 94583 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AAPL | 2,382,844.0 | 12.5 | |
| MSFT | 1,918,222.4 | 8.1 | |
| NVDA | 399,550.0 | 6.0 | |
| GOOGL | 1,475,138.5 | 3.1 | |
| AMZN | 1,092,997.8 | 2.6 | |
| COST | 207,576.9 | 2.5 | |
| META | 434,852.0 | 1.7 | |
| LLY | 301,789.7 | 1.7 | |
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 997 | 132.2 |
| (b) Individuals (high net worth individuals) | 98 | 127.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 13 | 1.6 |
| (h) Charitable organizations | 1 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,109 | 261.7 |
| By Discretionary | ||
| Discretionary | 1,109 | 261.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,109 | 261.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 3.8 | |
| United States Persons | 258.0 | |
| Total | 1,109 | 261.7 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001991334] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Redwood Wealth Management Group LLC
✚
|
NJ | 0.3 |
|
Phillips Wealth Planners LLC
✚
|
MS | 0.3 |
|
Wealth Benefit Advisors LLC
✚
|
TX | 0.3 |
|
MC Byrd Wealth Management LLC
✚
|
TX | 0.3 |
|
Copley Financial Group Inc
✚
|
CA | 0.3 |
|
Warther Private Wealth LLC
✚
|
OH | 0.3 |
|
Ostrofe Financial Consultants Inc
✚
|
CA | 0.3 |
|
Range Financial Group LLC
✚
|
OR | 0.3 |
|
Plum Street Advisors LLC
✚
|
LA | 0.3 |
|
Astor Investment Management LLC
✚
|
IL | 0.3 |