|
⚲
|
| Prosperity Financial Group Inc
✚
|
|
|---|---|
| CRD # | 145540 |
| SEC # | 801-100511 |
| CIK # | |
| AUM | $213.2 MM (2023-03-31) |
| Employees | 8 (100% Investors, 50% Brokers) |
| Phone | 925-314-8500 |
| Address | 2333 San Ramon Valley Blvd San Ramon, CA 94583 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,030 | 134.3 |
| (b) Individuals (high net worth individuals) | 61 | 77.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 7 | 1.3 |
| (h) Charitable organizations | 2 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,100 | 213.2 |
| By Discretionary | ||
| Discretionary | 1,100 | 213.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,100 | 213.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 4.4 | |
| United States Persons | 208.7 | |
| Total | 1,100 | 213.2 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Wisconsin Capital Management LLC
✚
|
WI | 0.2 |
|
MAIA Wealth LLC
✚
|
CO | 0.2 |
|
Coordinated Capital Securities Inc
✚
|
WI | 0.2 |
|
DB Wealth Management Group LLC
✚
|
CA | 0.2 |
|
Mayport LLC
✚
|
MA | 0.2 |
|
NorthStar Advisory Group LLC
✚
|
NJ | 0.2 |
|
LPF Advisors LLC
✚
|
FL | 0.2 |
|
M3 Advisory Group LLC
✚
|
MA | 0.2 |
|
Perspective Financial Services LLC
✚
|
AZ | 0.2 |
|
Vergepointe Wealth Management LLC
✚
|
OR | 0.2 |