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⚲
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| Prosperity Financial Group Inc
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|
|
|---|---|
| CRD # | 145540 |
| SEC # | 801-100511 |
| CIK # | 0001991334 |
| AUM | $358.9 M (2025-03-27) |
| Employees | 11 (82% Investors, 36% Brokers) |
| Phone | 925-314-8500 |
| Address | 2333 San Ramon Valley Blvd San Ramon, CA 94583 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) |
|---|---|---|
| Apple Inc | 11.3 | |
| Nvidia Corp | 10.6 | |
| Microsoft Corp | 9.1 | |
| Amazon Com Inc | 4.6 | |
| Palantir Technologies Inc | 4.4 | |
| Grayscale Bitcoin Trust BTC | 3.7 | |
| Alphabet Inc | 3.3 | |
| Costco Wholesale Corp /NEW | 3.3 | |
| Broadcom Inc | 3.1 | |
| Facebook Inc | 2.8 |
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 102 | 164.1 |
| (b) Individuals (high net worth individuals) | 545 | 193.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 8 | 1.6 |
| (h) Charitable organizations | 1 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,202 | 358.9 |
| By Discretionary | ||
| Discretionary | 1,202 | 358.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,202 | 358.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 358.9 | |
| Total | 1,202 | 358.9 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001991334] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Rubey & RUST Capital Management LLC
✚
|
0.4 | |
|
Pure Portfolios Holdings LLC
✚
|
OR | 0.4 |
|
1836 Asset Management LLC
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|
TX | 0.4 |
|
Northland Securities Inc
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|
MN | 0.4 |
|
H L Ormond & Company LLC
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|
NC | 0.4 |
|
Plum Street Advisors LLC
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|
0.4 | |
|
LGT Financial Advisors LLC
✚
|
TX | 0.4 |
|
Altus Wealth Management LLC
✚
|
KY | 0.4 |
|
Georgina Asset Management LLC
✚
|
CA | 0.4 |
|
Lumbard & Kellner LLC
✚
|
NH | 0.4 |