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| Prosperity Financial Group Inc
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|---|---|
| CRD # | 339321 |
| SEC # | 801-134846 |
| CIK # | 0001991334 |
| AUM | 503.0 M (2026-03-10) |
| Employees | 10 (80% Investors, 50% Brokers) |
| Phone | 925-314-8500 |
| Address | 2333 San Ramon Valley Blvd San Ramon, CA 94583 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) |
|---|---|---|
| Apple Inc | 18.8 | |
| Nvidia Corp | 11.6 | |
| Microsoft Corp | 7.3 | |
| Alphabet Inc | 6.2 | |
| Amazon Com Inc | 4.5 | |
| J P Morgan Chase & Co | 4.0 | |
| Palantir Technologies Inc | 3.6 | |
| Tesla Motors Inc | 3.4 | |
| Costco Wholesale Corp /NEW | 3.3 | |
| Broadcom Inc | 2.8 |
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 476 | 133.2 |
| (b) Individuals (high net worth individuals) | 122 | 359.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 13 | 10.4 |
| (h) Charitable organizations | 1 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,360 | 503.0 |
| By Discretionary | ||
| Discretionary | 1,360 | 503.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,360 | 503.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.4 | |
| United States Persons | 502.6 | |
| Total | 1,360 | 503.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001991334] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Dougherty Wealth Advisers LLC
✚
|
MN | 505.4 M |
|
Accretive Wealth Partners LLC
✚
|
NJ | 504.5 M |
|
Pineridge Advisors LLC
✚
|
MO | 504.2 M |
|
Aquire Wealth Advisors LLC
✚
|
UT | 504.0 M |
|
Ducere Wealth Management LLC
✚
|
CA | 503.8 M |
|
Weinberger Asset Management Inc
✚
|
CA | 503.6 M |
|
Etesian Wealth Advisors Inc
✚
|
OR | 503.3 M |
|
SMH Capital Advisors LLC
✚
|
TX | 503.1 M |
|
Saybrook Capital Corp
✚
|
NY | 502.7 M |
|
Sharp Wealth Advisory LLC
✚
|
PA | 502.1 M |