Financial Gravity Family Office Services LLC

Item 5 Fees and Compensation

A. & B. Method of Compensation and Fee Schedule and Client Payment of Fees

Asset Management Fees
Pursuant to an investment advisory contract signed by each client, the client will pay the Advisor a
monthly management fee, payable in arrears, based on the average daily balance of the account.
The amount agreed upon will be charged as stated in the client agreement and will not exceed the
maximum annual amount of 2.00%.

This fee may be negotiated by the Advisor. This fee is negotiated by the Client and Advisor based on
anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to
be managed, related accounts, account composition, negotiations with client, etc. Asset
management fees will be automatically deducted from the client account on a monthly basis by the
qualified custodian. The client will give written authorization permitting the Advisor to be paid
directly from their account held by the custodian. The custodian will send a monthly statement to
the client. Clients are encouraged to review the monthly statement and notify the Advisor of any
discrepancies.

Selection of Other Advisors Fees
The Advisor may specifically direct clients to Financial Gravity Asset Management, Inc. The annual
fee schedule is as follows:

Total Assets​   ​      ​       Advisor’s Fee​ ​           Sub-Advisor Fee​   ​       Total Fee
All Assets ​    ​      ​       0% - 1.55%​    ​           0% - .65%​     ​   ​       0% - 2.00%*

*The aggregate fees will not exceed 2%. Fees are negotiable within the limits indicated, and
adjustment will be made to maintain the 2% maximum. Advisor charges its fees monthly, in arrears,
debited from the account specified on the agreement with the client’s written authorization, and
Advisor tends to pick sub-advisors that follow this billing pattern.

Hourly Fee

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The Advisor may charge a fee for comprehensive or tailored financial planning. The fee is negotiable,
and can be a flat fee or based upon an hourly rate Planning fees may be billed one half of the fee at
the time of signing the planning agreement with the Advisor and the other one half upon delivery of
the financial plan or written report to the client. If the final fee is not paid by the client at the delivery
of the financial plan or written report, the client is required to pay the fee within 5 days of delivery of
the financial plan or written report. Payment on the hourly fee will be based upon the anticipated
number of hours it will take to complete the financial plan or project. If the client terminates the
Agreement with the Advisor prior to the Advisor's completion of the financial plan or project, any
fees due the Advisor will be invoiced to the client and payable within 5 days of delivery of the
invoice. If the Advisor completes the financial plan or project in less time than originally planned, the
Advisor will adjust the final bill or refund to the client a pro-rata share of the fee the client paid,
within 5 days of delivery of the financial plan or written report. The Advisor will deliver the financial
plan or report to the client within six months of the start of the engagement.

Client Pension and Retirement Plan Consulting Services Fees
The rate for pension consulting services is 1.00% of a client’s assets in a retirement plan (e.g., a
401K) for which the Advisor is providing such consulting services. These fees are paid monthly and in
arrears. These fees are negotiable. There may be additional charges to the client for data
aggregation services on retirement plan investments (typically 30 bps per annum).

C. Additional Client Fees Charged

All fees paid to the Advisor for investment advisory services are separate and distinct from the
expenses charged by funds (e.g., mutual funds, ETFs) to their shareholders and in some cases the
product sponsor. These fees and expenses are described in each fund’s or product’s prospectus.
These fees will generally include a management fee and other fund expenses.

At no time will the Advisor accept or maintain custody of a client’s funds or securities, but Advisor’s
fees will be deducted by by the Custodians from the accounts and paid to Advisor. Client is
responsible for all custodial, securities and brokerage execution fees charged by the custodian and
executing broker-dealer. The Advisors fee is separate and distinct from the custodian and execution
fees. See Item 12 Brokerage Practices, for further information of brokerage and transaction costs.

D. Prepayment of Client Fees

A portion of the Advisor’s hourly fee for financial planning services is payable in advance. Upon
termination, any fees paid in advance will be prorated to the date of termination and any excess will
be refunded to Client.

E. External Compensation for the Sale of Securities to Clients

Not applicable to the Advisor or its supervised persons.

Item 7 Types of Clients and Minimum Account Size

The Advisor will offer its services to individuals, pension and profit-sharing plans, trusts, estates, or
charitable organizations.

The Advisor’s cumulative minimum account requirement for opening and maintaining an account is
$25,000. However, based on facts and circumstances the Advisor, at its sole discretion, can negotiate
to accept accounts with a lower value.