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| The Legacy Financial Group Inc
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|---|---|
| CRD # | 135059 |
| SEC # | 801-64293 |
| CIK # | 0001965579, 0001812454, 0001772483, 0001352547, 0001834011 |
| AUM | $335.7 MM (2023-03-27) |
| Employees | 7 (71% Investors, 0% Brokers) |
| Phone | 918-665-0826 |
| Address | 2508 E 21st Street Tulsa, OK 74114 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AAPL | 2,382,844.0 | 31.3 | |
| MSFT | 1,918,222.4 | 19.5 | |
| GOOGL | 1,475,138.5 | 14.4 | |
| NVDA | 399,550.0 | 14.1 | |
| AMZN | 1,092,997.8 | 10.5 | |
| UNP | 133,995.4 | 10.5 | |
| FISV | 58,576.2 | 9.7 | |
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 86 | 13.6 |
| (b) Individuals (high net worth individuals) | 157 | 288.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 1.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 16.1 |
| (n) Other | 0 | 0.0 |
| Total | 1,024 | 318.7 |
| By Discretionary | ||
| Discretionary | 1,024 | 318.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,024 | 318.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 318.7 | |
| Total | 1,024 | 318.7 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001352547] | |
| SC 13G | [0001352547] | |
| 13F-HR | [0001772483] | |
| D | [0001812454] | |
| 13F-HR | [0001834011] | |
| 13F-HR | [0001965579] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Legacy Private Trust Co | Legacy Private Trust Co | [2016-02-11] |
| Legacy Private Trust Co | Legacy Private Trust Co | [2014-07-08] |
| Legacy Private Trust Co | Legacy Private Trust Co | [2014-05-30] |
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|---|---|---|
|
Paradiem LLC
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|
LA | 0.3 |
|
Service Academy Capital Management LLC
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TX | 0.3 |
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Mosaic Pacific Investment Advisors LLC
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HI | 0.3 |
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Davis Investment Partners LLC
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NC | 0.3 |
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J Safra Sarasin Asset Management North America Ltd
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0.3 | |
|
Frederick Financial Consultants LLC
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Hall Capital Management Company Inc
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Planning Directions Inc
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PA | 0.3 |
|
H I A - Helvetia Investment Advisors Sa
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|
0.3 | |
|
Ruedi Wealth Management Inc
✚
|
IL | 0.3 |