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⚲
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| Financial Management Network Inc
✚
|
|
|---|---|
| CRD # | 110454 |
| SEC # | 801-40473 |
| CIK # | 0001534468, 0001844831, 0001538900, 0001094814 |
| AUM | $2.1 B (2025-12-19) |
| Employees | 50 (42% Investors, 42% Brokers) |
| Phone | 949-455-0300 |
| Address | 26041 Acero Mission Viejo, CA 92691 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.0 | ||
| Nvidia Corp | 0.0 | ||
| Amazon Com Inc | 0.0 | ||
| Microsoft Corp | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 919 | 0.3 |
| (b) Individuals (high net worth individuals) | 460 | 1.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 131 | 0.6 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 7 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 11 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4,474 | 2.1 |
| By Discretionary | ||
| Discretionary | 4,296 | 1.6 |
| Non-Discretionary | 178 | 0.6 |
| Total | 4,474 | 2.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.1 | |
| Total | 4,474 | 2.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001094814] | |
| 10-Q | [0001094814] | |
| 3 | [0001094814] | |
| 4 | [0001094814] | |
| 5 | [0001094814] | |
| 8-K | [0001094814] | |
| D | [0001094814] | |
| SC 13D | [0001094814] | |
| 13F-HR | [0001534468] | |
| 13F-HR | [0001538900] | |
| 13F-NT | [0001538900] | |
| 13F-HR | [0001844831] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Cartesian Holdings Inc | Cartesian Inc | [2018-04-10] |
| Pessin Norman H | Cartesian Inc | [2016-07-28] |
| Elutions Inc | Management Network Group Inc | [2014-03-07] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Sigma Investment Counselors Inc
✚
|
MI | 2.2 |
|
Octavia Wealth Advisors LLC
✚
|
OH | 2.2 |
|
Evolve Private Wealth LLC
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|
CA | 2.1 |
|
Ethos Financial Group LLC
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|
PA | 2.1 |
|
van Hulzen Asset Management LLC
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|
CA | 2.1 |
|
Pinnacle Wealth Planning Services Inc
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|
OH | 2.1 |
|
Next Capital Management LLC
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|
NY | 2.1 |
|
GMO Singapore PTE Limited
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|
2.1 | |
|
Orleans Capital Management Corp
✚
|
LA | 2.1 |
|
Suncoast Equity Management LLC
✚
|
FL | 2.1 |