van Hulzen Asset Management LLC

Item 5: Fees and Compensation

How we are paid depends on the type of advisory service we are performing. Van Hulzen Asset Management
provides customized solutions and financial planning services to investors based on needs and objectives. Van
Hulzen Asset Management charges an annual investment management services fee that is agreed upon with
each client and set forth in an agreement executed by Van Hulzen Asset Management and the client. For
purposes of fee calculation, the asset value of client accounts include cash and cash equivalents, as well as
margined securities. Fees are billed in arrears on a quarterly basis. Van Hulzen Asset Management, in its sole
discretion, may negotiate a different fee with the client, based on the nature of the services and the scope of
the work needed.
Fees may be negotiable based on account size and the scope and complexity of the services needed by the
client. A client may terminate their services by providing written notice. The client will be responsible for
payment of services through the date written notification is received by Van Hulzen Asset Management.

Please review the fee and compensation information below.

Wealth Management Fee
Fees for wealth management services are calculated as a percentage of assets under management and are
billed at the end of each quarter. The maximum fee is 1.50%; fees are negotiable based on the scope and
complexity of services provided to clients.

Asset Management Fee

Equity Strategies Fees charged for equity strategies are calculated as a percentage of assets under
management and are billed at the end of each quarter. The maximum fee is 1.50%; fees are negotiable based
on the scope and complexity of services provided to clients.
Fixed Income Strategies Fees charged for fixed income strategies are calculated as a percentage of assets
under management and are billed at the end of each quarter. The maximum fee is 1.50%; fees are negotiable
based on the scope and complexity of services provided to clients.

Asset Allocation Program Fee, Schreur Financial & Wetsel Financial Model Wealth
Portfolios
The standard advisory fee for the Asset Allocation Program Fee, Schreur Financial Model Wealth Portfolio and
the Wetsel Financial Model Wealth Portfolio is a maximum of 1.75%; fees are negotiable based on the scope
and complexity of services provided to clients.

Financial Planning Fee
Financial Planning fee is an hourly rate of $325.00 per hour with no minimum. Fees are payable upon
presentation of the specific advice and recommendations to the client.

Consulting Services Fee
Consulting Services are provided on an hourly rate of $325.00 per hour with no minimum. Fees are payable
upon presentation of the specific advice and recommendations to the client. For consulting on investing in
private funds, our hourly rate is $325.00 with no minimum.

ERISA Service Fee
Fees for ERISA services are calculated as a percentage of assets under management and are billed at the end
of each quarter. The maximum fee is 1.50%; fees are negotiable based on the scope and complexity of services
provided to clients.

Other Types of Fees and Expenses
Our fees are exclusive of brokerage commissions, transaction fees, and other related costs and expenses which
shall be incurred by the client. Clients may incur certain charges imposed by custodians, brokers, and other
third parties such as custodial fees, deferred sales charges, odd-lot differentials, transfer taxes, wire transfer
and electronic fund fees, and other fees and taxes on brokerage accounts and securities transactions. Mutual
fund and exchange traded funds also charge internal management fees, which are disclosed in a fund’s
prospectus. Such charges, fees and commissions are exclusive of and in addition to our fee, and we shall not
receive any portion of these commissions, fees, and costs. Clients should be aware that lower fees for
comparable services are available from other sources.
Item 12 further describes the factors that we consider in selecting or recommending broker/dealers for client’s
transactions and determining the reasonableness of their compensation (e.g., commissions).

Item 7: Types of Clients

Clients are individuals, pension plans, profit sharing plans, trusts, estates, charitable organizations,
corporations and other business entities.
Van Hulzen Asset Management has asset minimums that vary based on program offering. There is a
$500,000 minimum. The assets may be made up of multiple accounts. Van Hulzen Asset Management can
waive this minimum at its discretion.
There is a five-hour minimum fee for hourly consultative services. The minimum fee may be reduced for
repeat clients. Van Hulzen Asset Management can waive this minimum at its discretion.
There is a $1,000 minimum fee for a one-time investment analysis. The minimum fee may be reduced for
repeat clients. Van Hulzen Asset Management can waive this minimum at its discretion.