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| Financial Management Strategies Inc
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|---|---|
| CRD # | 120818 |
| SEC # | 801-66641 |
| CIK # | 0001774343 |
| AUM | $522.3 MM (2023-03-30) |
| Employees | 34 (68% Investors, 68% Brokers) |
| Phone | 216-642-1099 |
| Address | 9200 South Hills Blvd Broadview Hts, OH 44147 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AAPL | 2,382,844.0 | 3.0 | |
| AMZN | 1,092,997.8 | 2.6 | |
| GOOG | 1,482,566.4 | 2.4 | |
| XOM | 385,508.3 | 2.2 | |
| VZ | 211,914.0 | 2.0 | |
| PG | 338,108.9 | 1.8 | |
| MSFT | 1,918,222.4 | 1.7 | |
| BABA | 312,333.0 | 1.6 | |
| PGR | 67,509.2 | 1.6 | |
| HCA | 51,952.1 | 1.5 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 935 | 118.9 |
| (b) Individuals (high net worth individuals) | 645 | 267.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 27 | 118.4 |
| (h) Charitable organizations | 4 | 1.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 19 | 16.1 |
| (n) Other | 0 | 0.0 |
| Total | 1,630 | 522.3 |
| By Discretionary | ||
| Discretionary | 1,393 | 423.1 |
| Non-Discretionary | 237 | 99.2 |
| Total | 1,630 | 522.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 522.3 | |
| Total | 1,630 | 522.3 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001774343] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Vantage Financial Group Inc
✚
|
OH | 0.6 |
|
Financial Management Strategies Inc
✚
|
OH | 0.5 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Level Financial Advisors Inc
✚
|
NY | 0.5 |
|
Wealth Management Group LLC
✚
|
NY | 0.5 |
|
Dividend Assets Capital LLC
✚
|
SC | 0.5 |
|
Private Wealth Strategies LLC
✚
|
OH | 0.5 |
|
Marotta Asset Management Inc
✚
|
VA | 0.5 |
|
Net Worth Advisory Group LLC
✚
|
UT | 0.5 |
|
Carolina Wealth Management Inc
✚
|
NC | 0.5 |
|
Fountainhead AM LLC
✚
|
NJ | 0.5 |
|
TRU Independence Asset Management LLC
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|
OR | 0.5 |
|
Vestia Advisors LLC
✚
|
IN | 0.5 |