Financial Partners Group LLC

Item 5.          Fees and Compensation
Financial Partners offers its services on a fee basis, which include hourly and/or fixed fees, as well as fees
based upon assets under management. Additionally, certain of Financial Partners’ Supervised Persons, in
their individual capacities, offer insurance products under a commission arrangement.

Financial Planning and Consulting Fees

Financial Partners charges a fixed fee and/or hourly fee for financial planning and consulting services.
These fees are negotiable, but generally range from $1,000 to $5,000 on a fixed fee basis and/or from
$150 to $250 on an hourly rate basis, depending upon the level and scope of the services and the
professional rendering the financial planning and/or the consulting services. If the client engages Financial
Partners for additional investment advisory services, Financial Partners may offset all or a portion of its fees
for those services based upon the amount paid for the financial planning and/or consulting services.

Prior to engaging Financial Partners to provide financial planning and/or consulting services, the client is
required to enter into a written agreement with Financial Partners setting forth the terms and conditions of
the engagement. Financial Partners requires one-half of the financial planning / consulting fee (estimated
hourly or fixed) payable upon entering the written agreement. The balance is due upon delivery of the
financial plan or completion of the agreed upon services.

Clients are advised that a conflict of interest exists for the Firm to recommend that clients engage Financial
Partners for additional services for compensation, including rolling over retirement accounts or moving other
assets to the Firm’s management. Clients retain absolute discretion over all decisions regarding engaging
the Firm and are under no obligation to act upon any of the recommendations.

Investment Management Fee

Financial Partners provides investment management services through the Program for an annual fee based
upon a percentage of the market value of the assets being managed by Financial Partners. The Program’s
fee is explained in depth in the Wrap Brochure. This program is no longer offered to new clients or existing
clients opening new accounts.

Fee Discretion

Financial Partners, in its sole discretion, may negotiate to charge a lesser management fee based upon

Financial Partners Group, LLC                                                   Disclosure Brochure

certain criteria (i.e., anticipated future earning capacity, anticipated future additional assets, dollar amount
of assets to be managed, related accounts, account composition, pre-existing client, account retention, pro
bono activities, etc.).

Fees Charged by Financial Institutions

As further discussed in response to Item 12 (below), Financial Partners recommends that clients utilize the
brokerage and clearing services of an independent broker-dealer for investment management accounts.

Financial Partners may only implement its investment management recommendations after the client has
arranged for and furnished Financial Partners with all information and authorization regarding accounts with
appropriate financial institutions. Financial institutions include, but are not limited to any broker- dealers
recommended by Financial Partners, broker-dealers directed by the client, trust companies, banks etc.
(collectively referred to herein as the “Financial Institutions”).

Clients may incur certain charges imposed by the Financial Institutions and other third parties such as fees
charged by Independent Managers, custodial fees, charges imposed directly by a mutual fund or ETF in
the account, which are disclosed in the fund’s prospectus (e.g., fund management fees and other fund
expenses), deferred sales charges, odd-lot differentials, transfer taxes, wire transfer and electronic fund
fees, and other fees and taxes on brokerage accounts and securities transactions. Additionally, for assets
outside of any wrap fee programs, clients may incur brokerage commissions and transaction fees. Such
charges, fees and commissions are exclusive of and in addition to Financial Partners’ fee.

Financial Partners’ Agreement and the separate agreement with any Financial Institutions may authorize
Financial Partners or Independent Managers to debit the client’s account for the amount of Financial
Partners’ fee and to directly remit that management fee to Financial Partners or the Independent Managers.
Any Financial Institutions recommended by Financial Partners have agreed to send a statement to the
client, at least quarterly, indicating all amounts disbursed from the account including the amount of
management fees paid directly to Financial Partners.

Fees for Management During Partial Quarters of Service

For the initial period of investment management services, the fees are calculated on a pro rata basis.. The
Agreement between Financial Partners and the client will continue in effect until terminated by either party
pursuant to the terms of the Agreement. Financial Partners’ fees are prorated through the date of
termination and any remaining balance is charged or refunded to the client, as appropriate.

The Agreement between Financial Partners and the client will continue in effect until terminated by either
party pursuant to the terms of the Agreement. Financial Partners’ fees are prorated through the date of
termination and any remaining balance is charged or refunded to the client, as appropriate.

Clients may make additions to and withdrawals from their account at any time, subject to Financial Partners’
right to terminate an account. Additions may be in cash or securities provided that Financial Partners
reserves the right to liquidate any transferred securities or decline to accept particular securities into a

Financial Partners Group, LLC                                                  Disclosure Brochure
...

Item 7.          Types of Clients
Financial Partners provides its services primarily to individuals, high net worth individuals, trusts, and
estates. Financial Partners also provides services to certain pension plans.

Minimums Imposed by Independent Managers

Financial Partners does not impose a minimum portfolio size or minimum annual fee. Certain Independent
Managers, however, impose more restrictive account requirements and varying billing practices than
Financial Partners. In such instances, Financial Partners may alter its corresponding account requirements
and/or billing practices to accommodate those of the Independent Managers.