First Capital Advisors Group LLC

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First Capital Advisors Group LLC
CRD #281322
SEC #801-106606
CIK #0001681126
AUM
Employees 10 (40% Investors, 10% Brokers)
Fees
Minimum
Phone267-329-7620
Address512 East Township Line Road
Blue Bell, PA 19422
Source [IAPD] [EDGAR] [Website] [Facebook]
Total AUM ($M)
4003202401608002009201420192025
Fees and Compensation — Form ADV Part 2A (5/8/2023) [Brochure]
Item 5.

   Full Brochure Available
        Whenever you would like to receive a complete copy of our Firm Brochure,
        please contact Jeff Schulte by telephone at: 267-329-7620, or by e-mail at:
        jschulte@firstcapadv.com.

                           First Capital Advisors Group, LLC

Item 1: Table of Contents

Item 2: Material Changes ................................................................................................... 2
    Annual Update .......................................................................................................................... 2
    Material Changes since the Last Update ................................................................................... 2
    Full Brochure Available ............................................................................................................. 2
Item 3: Advisory Business ................................................................................................ 5
    Firm Description ........................................................................................................................ 5
    Financial Planning..................................................................................................................... 5
    Investment Management ............................................................................................................ 6
    Investment Consulting............................................................................................................... 6
    Other Advisory Services: ........................................................................................................... 7
    Information Received by First Capital from Clients of First Capital ............................................ 7
    Assets Under Management ....................................................................................................... 7
Item 4: Fees and Compensation ....................................................................................... 8
    Financial Planning Fees ............................................................................................................ 8
    Investment Management Fees .................................................................................................. 8
    Negotiated Investment Management Fees ................................................................................ 9
    Billing of Investment Management Fees .................................................................................... 9
    Custodial and Other Fees........................................................................................................ 10
    Investment Consulting Fees .................................................................................................... 10
    Commission Transactions ....................................................................................................... 10
Item 5: Performance-Based Fees and Side-by-Side Management ............................... 11
    Performance-Based Fees ....................................................................................................... 11
Item 6: Types of Clients ................................................................................................... 11
    Description .............................................................................................................................. 11
    Account Minimums.................................................................................................................. 11
Item 7: Methods of Analysis, Investment Strategies and Risk of Loss ....................... 12
    Methods of Analysis and Investment Strategies ...................................................................... 12
    Risks of Loss .......................................................................................................................... 13
Item 8: Disciplinary Information ...................................................................................... 14
    Legal and Disciplinary ............................................................................................................. 14
Item 9: Other Financial Industry Activities and Affiliations ........................................... 14
    Other Financial Industry Activities ........................................................................................... 14
    Affiliations ............................................................................................................................... 14
Item 10: Code of Ethics, Participation or Interest in Client Transactions and Personal
Trading ............................................................................................................................. 15
    Code of Ethics ........................................................................................................................ 15
    Participation or Interest in Client Transactions ......................................................................... 16
    Personal Trading..................................................................................................................... 16
                                                                   ~3~
                                                   First Capital Advisors Group, LLC

Item 11: Brokerage Practices .......................................................................................... 16
    Broker-Dealer Selection .......................................................................................................... 16
    Research and Other Soft Dollar Benefits ................................................................................. 17
    Order Aggregation, Allocation and Rotation Practices ............................................................. 17
...
Sector Form 13F Holdings Value ($M)
Apple Inc 6.2
SPDR Gold Trust 4.7
Microsoft Corp 3.5
Procter & Gamble Co 2.7
J P Morgan Chase & Co 2.3
Facebook Inc 1.6
 
 
 
 
 
Holdings by Sector ($M)
200160120804002016201820212024
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 172 76.8
(b) Individuals (high net worth individuals) 58 266.2
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 230 343.0
By Discretionary
Discretionary 230 343.0
Non-Discretionary 0 0.0
Total 230 343.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 343.0
Total 230 343.0
EDGAR Form CIK 2011 - 2026
13F-HR [0001681126]
Firm Profile (Form ADV)
ServesInstitutional, Retail
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