First Capital Investment Partners LLC

Item 5: Fees and Compensation
OCIO and Sub-Advisory Fees
    FCIP receives compensation in the form of OCIO and/or sub-advisory fees from
    other investment advisors. FCIP will charge an annual fee of up to 1.00% of
    assets under management under a Sub-Advisory Agreement or 1.00% for
    assets wherein FCIP serves as the OCIO. However, the Adviser may choose
    to charge a lower asset-based fee at its sole discretion.

    The Adviser may receive project-based fees, hourly fees, or a combination of
    these for services provided to their clients.

Negotiated Fees
   The Adviser, in its sole discretion, may reduce its investment management fee
   or any other fees based upon certain factors, like anticipated future earning
   capacity, anticipated future additional assets, dollar amount of assets to be
   managed, related accounts, account composition, negotiations with client
   and other considerations.

Billing of Fees
      FCIP’s sub-advisory fees, or fees charged for OCIO services will be included in
      the total investment management fee charged by other RIA’s to their clients.
      FCIP typically receives the fee quarterly, in advance, based on the asset value
      as of the day prior to the period being billed. New accounts will be assessed
      a prorated fee dependent upon the number of days remaining in the
      quarter. FCIP clients must provide their consent in advance to direct debiting
      of investment management fees from their custodial account. The
      Investment Advisory Agreement and the custodial/ clearing agreement
      authorize the custodian to debit the client account for the amount of the
      Adviser’s investment management fee, and to directly remit that investment
      management fee to FCIP in compliance with regulatory procedures.

Other Fees
    Unless clients direct otherwise or an individual client’s circumstances require,
    the Adviser generally recommends one of several unaffiliated custodians (e.g.,
    Raymond James, Fidelity, Charles Schwab & Co., etc.) serve as the broker-
    dealer/custodian for client investment accounts. Broker-dealers such as
    those listed above may charge brokerage commissions and/or transaction
    fees for effecting certain securities transactions. For example, these
    custodians may charge commissions for individual equity and fixed income
    securities transactions or fees may be charged for certain no-load
    mutual fund transactions. In addition to the Adviser’s investment management
    fee, custodial brokerage commissions and/or transaction fees, clients will also
    incur, relative to all mutual fund and exchange traded fund purchases,
    charges imposed at the fund level (e.g., management fees and other fund
    expenses).

Commission Transactions
   FCIP does not actively direct clients to traditional, full service/commission
   brokers. Most of the Adviser’s clients do not use traditional brokers. As
   described earlier, FCIP generally recommends using the services of a
   centralized custodian/discount broker.

Item 7: Types of Clients
Description
    The Adviser predominantly offers its services to First Capital Advisors Group,
    LLC, an affiliated firm. The Adviser may also provide investment advisory
    services to businesses, other Registered Investment Advisors, family offices
    and institutional clients.

Account Minimums
    FCIP generally requires an account minimum of $100,000 for investment
    management and/or OCIO services. When a consolidated client account value
    in this program falls below $100,000 in value, the minimum quarterly fee of
    $250.00 may be charged. FCIP Clients with assets at or below the minimum
    account size may pay a higher percentage rate on their annual advisory fees
    than the fees paid by clients with significantly greater assets under
    management.

    The Adviser may reduce or waive its minimum asset requirement based upon
    certain factors, like anticipated future earning capacity, anticipated future
    additional assets, dollar amount of assets to be managed, related accounts,
    account composition, negotiations with client and other considerations. Other
    exceptions may apply to employees of the Adviser and their relatives, or
    relatives of existing clients.