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| Keyboard |
| First Citizens Investor Services Inc
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|---|---|
| CRD # | 44430 |
| SEC # | 801-57302 |
| CIK # | 0001051487 |
| AUM | 2,626.1 M (2026-05-30) |
| Employees | 352 (47% Investors, 100% Brokers) |
| Fees | |
| Minimum | |
| Phone | 800-229-0205 |
| Address | 8540 Colonnade Center Drive Raleigh, NC 27615-3052 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 6,918 | 1.6 |
| (b) Individuals (high net worth individuals) | 645 | 1.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 82 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 7,645 | 2.6 |
| By Discretionary | ||
| Discretionary | 11 | 0.0 |
| Non-Discretionary | 7,634 | 2.6 |
| Total | 7,645 | 2.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.6 | |
| Total | 7,645 | 2.6 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001051487] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Serves | Institutional, Retail, Research |
| LEI | 254900AD3LRK7LR2H180 |
| Related Firms | State | AUM |
|---|---|---|
|
First Citizens Investor Services Inc
✚
|
NC | 2,626.1 M |
|
First Citizens Asset Management Inc
✚
|
NC | 465.1 M |
| Comparable Firms | State | AUM |
|---|---|---|
|
Main Street Research LLC
✚
|
CT | 2,681.9 M |
|
Multnomah Group Inc
✚
|
OR | 2,666.6 M |
|
Mitchell McLeod Pugh & Williams Inc
✚
|
2,657.6 M | |
|
Legacy Wealth Management Inc
✚
|
TN | 2,657.3 M |
|
Koshinski Asset Management Inc-DBA IPI Asset Management Inc
✚
|
IL | 2,655.5 M |
|
Garde Capital Inc
✚
|
WA | 2,654.9 M |
|
Embree Financial Group
✚
|
IL | 2,644.9 M |
|
Jacobi Capital Management LLC
✚
|
PA | 2,642.5 M |
|
Phillips Financial Management LLC
✚
|
IN | 2,636.5 M |
|
Acropolis Investment Management LLC
✚
|
MO | 2,612.3 M |