First Look Capital Management LLC

Item 5 - Fees and Compensation
Forms of payment are based on the types of services being provided, terms of service, etc., as stated in your
engagement agreement with our firm. Fees are to be paid by check or teller’s draft from US-based financial
institutions. With your prior authorization payment may also be made through a qualified, unaffiliated third-
party processor or withdrawal from your investment account held at your custodian of record. First Look
Capital Management, LLC does not accept cash, money orders or similar forms of payment for its
engagements.

Types of Fees and Payment Schedule
Financial Planning Services
Our financial planning engagements are based on an hourly rate of $250 per hour. We bill in 30-minute
increments, and a partial increment (e.g., 15 minutes) will be treated as a whole increment. Prior to entering
into an agreement with the firm you will receive an estimate of the overall cost based on your requirements
and the time involved. Generally, we require an advance deposit which will be the greater of $250 or one-
half the estimated fee and is due at the onset of the engagement. Any remaining fees due to our firm are to
be paid upon delivery of your plan.

Portfolio Management Services
Our firm does not assess account opening and/or administrative fees to initiate its portfolio management
services, nor are there minimum account sizes or minimum fees to open or maintain an investment account.
Fees for our engagements are based on an annualized asset-based fee that will be calculated based on the
reporting period ending value of your account (e.g., the last market day of the quarter).

First Look Capital Management, LLC
Form ADV Part 2 – 20260209

We assess our fee on a straight tier; all client account assets are charged at a single rate that declines as
account asset levels increase. These fees will be billed quarterly, in arrears, per the following table.

                        Formula: ((quarter-end market value) x (applicable number of basis points)) ÷ 4
                            Assets Under Management                Annualized Asset-Based Fee
                                   $0 - $999,999                     0.90% (90 basis points)
                               $1,000,000 – Above                    0.60% (60 basis points)

Fee Example: An account maintaining assets of $500,000 as of quarter’s end would be assessed $1,125
(quarterly, in arrears). Formula: ($500,000 x 90 bps) = $4,500 (annualized fee) ÷ 4 (quarters) = $1,125
(quarterly fee).

Aggregating Fees – For the benefit of discounting your asset-based fee, we may aggregate accounts for the
same individual or two or more accounts within the same family, or accounts where a family member has
power of attorney over another family member’s or incompetent person's account. Should investment
objectives be substantially different for any two or more household accounts, requiring different investment
approaches or operational requirements, we reserve the right to apply our fee schedule separately to each
account.

Account Valuations – Accounts will be assessed in accordance with asset values disclosed on the statement
the client will receive from the custodian of record for the purpose of verifying the computation of the
advisory fee. In the rare absence of a reportable market value, our firm may seek a third-party opinion from
a recognized industry source (e.g., unaffiliated public accounting firm), and the client may choose to
separately seek such an opinion at their own expense as to the valuation of “hard-to-price” securities if
necessary.

Fee Withdrawals – Your written authorization is required for the custodian of record to deduct advisory fees
from your investment account. By signing our firm’s engagement agreement, as well as the selected
custodian account opening documents, you will be authorizing the withdrawal of both advisory and
transactional fees (see following section) from your account. The withdrawal of these fees from your
account will be accomplished by the selected custodian at the request of our firm, and the custodian will
remit fees directly to our firm. We do not entertain requests for direct payment of our portfolio
management services fee; they must be paid from the account held at our custodian or record. All fees
deducted will be noted on account statements that you will receive directly from the custodian of record on
a quarterly or more frequent basis.

First Look Capital Management, LLC will not be entitled to cash or other client assets held by the custodian
of record except those monies owed to our firm in connection with its services. Subject to the custodian’s
fee debit procedures, advisory fees will be payable first from free credit balances, if any, in the account(s)
designated for payment and, second, from the liquidation of any money market funds. If such assets are
insufficient to satisfy payment of the advisory fees, we require clients to authorize the firm (subject to
suitability guidelines) to instruct the custodian to liquidate a portion of any asset in the applicable account
to cover the advisory fee. In addition, the firm will charge a client for fees and assessments associated with
checks that are returned for insufficient funds assessed by the custodian, including, but not limited to,
custodial/clearing firm fees or charges.

First Look Capital Management, LLC
Form ADV Part 2 – 20260209

Advisory Fee Discounts
The services to be provided to you and their specific fees will be detailed in your engagement agreement.
Our published fees are not negotiable, but we may discount accounts for our associates and their family
members. We strive to offer fees that are fair and reasonable considering the experience of our firm and the
services to be provided, and clients may be able to find lower fees for comparable services from other
registered investment advisers.

Additional Client Fees
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Item 7 - Types of Clients
While our current client base consists of individual investors and high net worth investors, we are also
available to serve small businesses. We do not require minimum income, minimum asset levels or other
similar preconditions to open or maintain an account.