FNEX Wealth LLC

Item 5.         Fees and Compensation

A.       Advisory Fees. Our standard fee for separately-managed accounts is 1.0% per annum billed to
the client on a quarterly basis in arrears. Fees for separate account management are negotiable in our
sole discretion and lower fees are available for account relationships in excess of $ 1 million.

B.       Other Fees or Expenses. Our separate account advisory fees are exclusive of brokerage
commissions, transaction fees, and other related costs and expenses which shall be incurred by the
client. Clients may incur certain additional charges imposed by custodians, brokers, and other third
parties such as fees charged by managers, custodial fees, deferred sales charges, odd-lot differentials,
transfer taxes, wire transfer and electronic fund fees, and other fees and taxes on brokerage accounts
and securities transactions. To the extent client assets are invested in mutual funds and exchange
traded funds, such funds charge advisory, administrative and other fees, which are disclosed in a fund’s
prospectus. As a result, clients will pay two levels of advisory fees with respect to such assets, one to us
and one to the mutual fund’s investment adviser. Fund charges, fees and commissions are exclusive of
and in addition to our fee, and we do not receive any portion of these commissions, fees or costs.

More information regarding our brokerage practices is contained below in Item 12.

C.       Other Compensation. Our firm and our employees do not accept compensation for the sale of
securities or other investment products.

Item 7.           Types of Clients

We generally offer investment advisory services to individuals, high-net-worth individuals, families,
family offices, businesses and other institutions.