First Sentier Investors Hong Kong Limited

Item 5 -                 Fees and Compensation

Fees and compensation are negotiated on a case by case basis with our clients or disclosed at the
applicable funds’ prospectus or equivalent product documentation. We either charge a management
fee based on a percentage of assets under management or clients may choose to pay a fee consisting
of a combination of a percentage of assets under management and a performance based fee.
Clients pay management fees monthly or quarterly in arrears (in accordance with the terms set out in
the client agreement), and performance based fees (if applicable) are calculated in accordance with the
agreed formula and paid quarterly or annually in arrears (in accordance with the terms of the client
agreement).
We invoice clients directly for the fees they have incurred. We will not deduct our fees directly from
the client account, however the client may instruct the custodian to pay us out of the assets in the client
account once the fee calculation has been reviewed and accepted.
In addition to FSIHK’s management fee, clients will incur other fees and expenses charged by third
parties in relation to their account, including, for example custody fees, brokerage, foreign exchange
fees and other transaction costs.
Account termination provisions are specified in the individual client agreements. However, generally
the client may terminate the agreement by providing us with written notice. Upon termination of any
account, any prepaid, unearned fees will be promptly refunded, and any earned, unpaid fees will be
due and payable.

A member of MUFG, a global financial group   全球金融集團 MUFG 成員                                        Page 5 of 28

Item 7 -                 Types of Clients

FSIHK provides investment advice primarily to non-U.S. institutional investors. Institutional
investors include but not limited to:

      –     Banks or other financial institutions
      –     Pension plans
      –     Investment companies
      –     Pooled investment vehicles, UCITS, other non-U.S. regulated funds
      –     Insurance companies
      –     Corporate investment schemes
      –     State and municipal governments
      –     Sovereign funds
      –     Other investment advisers
      –     Charitable organisations

FSIHK typically requires a minimum account size of US$50 million for a separate account. We reserve
the right to waive the above minimum account size or minimum annual fee requirements.

Investments in pooled investment vehicles that we managed or advised are also subject to minimum
investment requirements. Please refer to the offering documents of such funds for more information.

A member of MUFG, a global financial group   全球金融集團 MUFG 成員                                     Page 7 of 28