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| Flaherty & Crumrine Incorporated
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| |
|---|---|
| CRD # | 105499 |
| SEC # | 801-19384 |
| CIK # | 0001261239 |
| AUM | $3.9 BB (2024-03-29) |
| Employees | 13 (62% Investors, 0% Brokers) |
| Phone | 626-795-7300 |
| Address | 301 E Colorado Blvd Pasadena, CA 91101-1911 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 6 | 2.9 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 8 | 0.8 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 17 | 3.9 |
| By Discretionary | ||
| Discretionary | 17 | 3.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 17 | 3.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 3.8 | |
| Total | 17 | 3.9 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001261239] | |
| 3 | [0001261239] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| Flaherty & Crumrine Inc | |
| Flaherty & Crumrine Dynamic Preferred & Income Fund Inc |
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