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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Guggenheim Funds Investment Advisors LLC
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| CRD # | 129288 |
| SEC # | 801-62515 |
| CIK # | 0001280782 |
| AUM | $3.7 B (2025-05-14) |
| Employees | 5 (0% Investors, 60% Brokers) |
| Phone | 312-827-0100 |
| Address | 227 West Monroe Street Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Williams Companies Inc | 0.7 | ||
| MPLX LP | 0.7 | ||
| Energy Transfer Equity LP | 0.7 | ||
| Cheniere Energy Inc | 0.7 | ||
| Microsoft Corp | 0.6 | ||
| Nvidia Corp | 0.6 | ||
| Targa Resources Corp | 0.5 | ||
| Amazon Com Inc | 0.5 | ||
| Enterprise Products Partners L P | 0.5 | ||
| Arch Capital Group Ltd | 0.4 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 3 | 3.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 3.7 |
| By Discretionary | ||
| Discretionary | 3 | 3.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 3.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.7 | |
| Total | 3 | 3.7 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-NT | [0001280782] | |
| 3 | [0001280782] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| Guggenheim Active Allocation Fund | |
| Guggenheim Funds Investment Advisors LLC |
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