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| Guggenheim Funds Investment Advisors LLC
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| |
|---|---|
| CRD # | 129288 |
| SEC # | 801-62515 |
| CIK # | 0001280782 |
| AUM | $3.3 BB (2024-03-28) |
| Employees | 6 (17% Investors, 50% Brokers) |
| Phone | 312-827-0100 |
| Address | 227 West Monroe Street Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| TRGP | 14.2 | 0.8 | |
| MPLX | 29.8 | 0.6 | |
| MSFT | 1,918.2 | 0.6 | |
| ET | 31.9 | 0.6 | |
| LNG | 34.3 | 0.6 | |
| NVDA | 399.6 | 0.6 | |
| OKE | 25.4 | 0.6 | |
| WMB | 38.7 | 0.5 | |
| AAPL | 2,382.8 | 0.5 | |
| EPD | 54.0 | 0.5 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 3 | 3.3 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 3.3 |
| By Discretionary | ||
| Discretionary | 3 | 3.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 3.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.3 | |
| Total | 3 | 3.3 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-NT | [0001280782] | |
| 3 | [0001280782] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| Guggenheim Active Allocation Fund | |
| Guggenheim Funds Investment Advisors LLC |
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