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| Sweetwater Investment Management LLC
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|---|---|
| CRD # | 297613 |
| SEC # | 801-117733 |
| CIK # | |
| AUM | 1,580.3 M (2026-03-30) |
| Employees | 20 (55% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 760-652-6353 |
| Address | 662 Encinitas Blvd Encinitas, CA 92024 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Sweetwater IV A LP | [2026-03-30] | 5.4 M | 7.6 M |
| Offered $40,000,000 · Filed 2025-11-03 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $34,600,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Sweetwater Select Growth Fund I LP | [2026-03-30] | 18.4 M | |
| Offered $100,000,000 · Filed 2025-07-03 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $100,000,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Sweetwater III C LP | [2025-03-28] | 4.3 M | 9.9 M |
| Offered $4,300,000 · Filed 2024-02-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Sweetwater III D LP | [2025-03-28] | 48.2 M | 107.8 M |
| Offered $48,202,016 · Filed 2024-07-19 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Sweetwater Secondaries Fund IV LP | [2025-03-28] | 258.6 M | 317.4 M |
| Offered $650,000,000 · Filed 2025-10-17 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $391,400,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Sweetwater III A LP | [2024-03-28] | 68.9 M | |
| Offered $35,000,000 · Filed 2023-05-05 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $35,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Sweetwater III B LP | [2024-03-28] | 70.6 M | |
| Offered $33,400,000 · Filed 2023-11-08 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $33,400,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Sweetwater II E LP | [2022-03-29] | 16.2 M | |
| Offered $26,000,000 · Filed 2021-06-04 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $26,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Sweetwater Private Equity III LP | [2022-03-29] | 674.1 M | |
| Offered $550,000,000 · Filed 2021-06-02 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $550,000,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | Sweetwater II D LP | [2021-03-30] | 0.0 M | |
| Offered $17,500,000 · Filed 2020-12-02 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $17,500,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 14 | 1,580.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 14 | 1,580.3 |
| By Discretionary | ||
| Discretionary | 14 | 1,580.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 14 | 1,580.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 201.7 | |
| United States Persons | 1,378.6 | |
| Total | 14 | 1,580.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| James Gamett | Director | 30 | 3 | |
| Brent Granado | Director, Executive Officer | 20 | 3 | |
| Gregg Parise | Director, Executive Officer | 23 | 2 | |
| Sweetwater Secondaries Fund II GP LLC | Director | 9 | 2 | |
| Sweetwater Private Equity III GP LLC | Director | 6 | 2 | |
| Sweetwater Secondaries IV GP LLC | Director | 2 | 1 | |
| Sweetwater Select Growth GP LLC | Director | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Private Equity |
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|---|---|---|
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