Fortem Financial Group LLC

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Fortem Financial Group LLC
CRD #291662
SEC #801-112300
CIK #0001766509
AUM $528.5 M (2025-04-29)
Employees 10 (60% Investors, 10% Brokers)
Phone760-206-8500
Address44801 Village Court 201
Palm Desert, CA 92260
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram]
Total AUM ($M)
60048036024012002011201620212026
CIK Period
0001766509
Sector Form 13F Holdings Value ($M)
Nvidia Corp 13.2
Palantir Technologies Inc 12.6
Broadcom Inc 9.5
Tesla Motors Inc 7.9
Microsoft Corp 7.2
KLA Tencor Corp 6.8
Amazon Com Inc 5.8
Apple Inc 5.6
Facebook Inc 5.6
Denali Holding Inc 5.0
Emcor Group Inc 4.4
Alphabet Inc 4.1
Taiwan Semiconductor Manufacturing Co Ltd 4.0
Emerson Electric Co 3.5
Energy Transfer Equity LP 3.3
J P Morgan Chase & Co 3.3
Annaly Capital Management Inc 3.0
Netflix Inc 3.0
NRG Energy Inc 3.0
 
 
 
 
 
 
 
 
 
 
 
 
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AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 173 54.5
(b) Individuals (high net worth individuals) 126 429.2
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 2 0.4
(h) Charitable organizations 4 29.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 12 15.5
(n) Other 0 0.0
Total 957 528.5
By Discretionary
Discretionary 926 522.7
Non-Discretionary 31 5.9
Total 957 528.5
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 528.5
Total 957 528.5
EDGAR Form CIK 2011 - 2025
13F-HR [0001766509]
Comparable Firms State AUM ($B)
Shikiar Asset Management Inc
NY 0.5
Wolff Financial Management LLC
MI 0.5
Red Lighthouse Investment Management LLC
0.5
GEM Asset Management LLC
MI 0.5
Lawrence W Kelly & Associates Inc
CA 0.5
Tortuga Advisers LLC
CA 0.5
The JUNK Investment Group LLC
MD 0.5
Richardson Capital Management LLC
WI 0.5
Innovative Wealth Building LLC
MD 0.5
Kennerman Associate Inc
NY 0.5
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