Fox Financial Inc

Item 5: Fees and Compensation

A. Fee Schedule

Portfolio Management Fees

       Total Assets Under Management             Annual Fees
       $1 - $99,999                              1.75%

       $100,000 - $249,999                       1.70%

       $250,000 - $499,999                       1.65%

       $500,000 - $749,999                       1.55%

       $750,000 - $1,249,999                     1.50%

       $1,250,000 - $4,999,999                   1.30%

       $5,000,000 - AND UP                       1.20%

The advisory fee is calculated using the value of the assets in the Account on the last
business day of the prior billing period.

These fees are generally negotiable and the final fee schedule will be memorialized in the
client’s advisory agreement. Clients may terminate the agreement without penalty for a
full refund of AF's fees within five business days of signing the Investment Advisory
Contract. Thereafter, clients may terminate the Investment Advisory Contract
immediately upon written notice.

The LPL Programs referenced in Item 4 are subject to maximum fees, depending on which
program is used. The MWP account fee consists of LPL program fee, a strategist fee (if
applicable) and the AF advisory fee.

Selection of Other Advisers Fees

Clients will pay AF its standard fee on top of the fee paid to the third party adviser. This
relationship will be memorialized in each contract between AF and each third-party
adviser. The fees will not exceed any limit imposed by any regulatory agency.

The LPL Model Wealth Portfolios Program (MWP) account fee consists of the LPL
program fee, a strategist fee (if applicable) and the AF advisory fee. The AF advisory fee
is disclosed via the client’s advisory agreement. The MWP program fee and the strategist
fee (if applicable) are described in the LPL program account packet.

Pension Consulting Services Fees

Asset-Based Fees for Pension Consulting

        Total Assets Under Management          Annual Fee
        $1 - $99,999                           1.75%

        $100,000 - $249,999                    1.70%

        $250,000 - $499,999                    1.65%

        $500,000 - $749,999                    1.55%

        $750,000 - $1,249,999                  1.50%

        $1,250,000 - $4,999,999                1.30%

        $5,000,000 - AND UP                    1.20%

Generally, the client authorizes the plan’s platform provider/recordkeeper to deduct
these fees from plan assets to pay AF. Fees are then calculated according to the frequency,
timing and method as determined by client’s agreement with the recordkeeper.

In some cases, these fees may be paid by the client instead of directly from plan assets as
described above. Therefore, fees will be billed by AF to the client, due upon receipt and
as elected within the pension consulting agreement. Any fees remaining unpaid after

thirty (30) days from date of invoice will be due and payable immediately by the plan. If
fees are not paid after 60 days, the unpaid amount will be subject to a late charge of 1%
per month until paid, and AF may suspend the performance of services until it has been
paid in full, including any late charge.

These fees are generally negotiable and any party may terminate the pension consulting
agreement without charge or penalty upon thirty (30) days prior written notice to the
other party.

Financial Planning Fees

Fixed Fees – One Time

The negotiated fixed rate for creating client financial plans is between $250 and $10,000.

Fixed Fees – Ongoing

The negotiated fixed rate for ongoing financial planning services is between $250 and
$10,000 annually.

Hourly Fees

The negotiated hourly fee for these services is between $150 and $500.

Clients may terminate the agreement without penalty, for full refund of AF’s fees, within
five business days of signing the Financial Planning Agreement. Thereafter, clients may
terminate the Financial Planning Agreement generally upon written notice.

B. Payment of Fees

Payment of Portfolio Management Fees

Asset-based portfolio management fees are withdrawn directly from the client's accounts
with client's written authorization on a quarterly basis. Fees are paid in advance.

Payment of Pension Consulting Fees

Asset-based pension consulting fees are generally paid from plan assets but may be paid
by the client in some cases. When fees are paid from plan assets, fees are calculated and
paid according to the method determined by the client’s agreement with the recordkeeper.
When fees are paid by the client, fees are calculated and paid according to the method
determined by the client’s pension consulting agreement with AF.

Payment of Selection of Other Advisers Fees

The LPL Model Wealth Portfolios Program (MWP) account fee consists of the LPL
program fee, a strategist fee (if applicable) and the AF advisory fee. The AF advisory fee
is disclosed via the client’s advisory agreement. The MWP program fee and the strategist
fee (if applicable) are described in the LPL program account packet.

Payment of Financial Planning Fees

Financial planning fees are paid via check or by ACH, debit card, or credit card using
AdvicePay.

Fixed financial planning fees for a one time financial plan are due in arrears upon
completion.

Fixed financial planning fees for ongoing financial planning services are due in arrears
and are billed either quarterly or monthly.

Hourly financial planning fees are due in arrears upon completion.

C. Client Responsibility For Third Party Fees

This brochure describes AF’s non-wrap fee advisory services; clients utilizing AF’s wrap
fee portfolio management should see the separate Wrap Fee Program Brochure for
additional details regarding third party fees. Client accounts not participating in the wrap
fee program are responsible for the payment of all third party fees (i.e., custodian fees,
commissions, brokerage fees, mutual fund fees, transaction fees, etc.). Those fees are
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Item 7: Types of Clients

AF generally provides advisory services to the following types of clients:

      ❖      Individuals
      ❖      High-Net-Worth Individuals
      ❖      Pension and Profit Sharing Plans
      ❖      Charitable Organizations
      ❖      Corporations or Business Entities

AF does not impose an account minimum for any of AF’s services. However, LPL may impose
an account minimum depending on the specific LPL program chosen. Those minimums are
explained in Item 4 of this brochure.