Fusion Capital LLC

Item 5: Fees and Compensation

A client investment advisory agreement may be terminated, without penalty, upon at least 30
days’ written notice by Fusion or immediately by the client. Upon termination of any account,
any prepaid, unearned fees will be promptly refunded.

E. External Compensation for the Sale of Securities to Clients
Fusion financial advisors are compensated primarily through a salary and bonus structure.
Fusion may paid any sales, service, or administrative fees for the sale of mutual funds or other
investment products. Fusion’s advisory professionals may receive commission-based
compensation for the sale of insurance products. Fusion may also receive solicitor fees from
referring advisory clients to Global Financial Private Capital, LLC. Please see Items 10.C. and 10.D
for detailed information and conflicts and interest.

F. Important Disclosure – Custodian Investment Programs
Please be advised that the firm utilizes certain custodians/broker-dealers. Under these
arrangements we can access certain investment programs offered through such custodian(s)
that offer certain compensation and fee structures that create conflicts of interest of which
clients need to be aware. Please note the following:
Limitation on Mutual Fund Universe for Custodian Investment Programs: There are certain
programs in which we participate where a client’s investment options may be limited in certain
of these programs to those mutual funds and/or mutual fund share classes that pay 12b -1 fees
and other revenue sharing fee payments, and the client should be aware that the firm is not
selecting from among all mutual funds available in the marketplace when recommending
mutual funds to the client.
Conflict Between Revenue Share Class (12b-1) and Non-Revenue Share Class Mutual Funds:
Revenue share class/12b-1 fees are deducted from the net asset value of the mutual fund and
generally, all things being equal, cause the fund to earn lower rates of return than those mutual
funds that do not pay revenue sharing fees. The client is under no obligation to utilize such
programs or mutual funds. Although many factors will influence the type of fund to be used, the
client should discuss with their investment adviser representative whether a share class from a
comparable mutual fund with a more favorable return to investors is available that does not
include the payment of any 12b-1 or revenue sharing fees given the client’s individual needs
and priorities and anticipated transaction costs. In addition, the receipt of such fees can create
conflicts of interest in instances where the custodian receives the entirety of the 12b-1 and/or
revenue sharing fees and takes the receipt of such fees into consideration in terms of benefits it
may elect to provide to the firm, even though such benefits may or may not benefit some or all
of the firm clients.

                           Part 2A of Form ADV: Fusion Capital Brochure

Item 7: Types of Clients

Fusion offers its investment services to various types of clients, including individuals and high-
net-worth individuals, trusts, retirement plans, pension and profit sharing plans, charitable
organizations, corporations, partnerships, and other legal entities. Although Fusion provides
investment services to the various types of clients mentioned, the services are conditioned upon
meeting certain minimum criteria established by the firm for each of the investment programs it
offers.
Fusion generally requires a minimum account fee of $1500 for accounts it manages on a
discretionary basis. Fusion generally requires a $100,000 minimum for managed supervisory
accounts. For managed supervisory accounts, clients with less than $100,000 in liquid assets may
be able to find similar services at prices more favorable than those charged by the firm. Fusion,
in its sole discretion, may waive the required minimum fee.

                           Part 2A of Form ADV: Fusion Capital Brochure