Galvin Gaustad & Stein LLC

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Assets, Funds, Holdings

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Galvin Gaustad & Stein LLC
CRD #153410
SEC #801-71464
CIK #0001840945
AUM $1.2 B (2025-04-08)
Employees 16 (100% Investors, 0% Brokers)
Phone480-776-1445
Address7377 E Doubletree Ranch Road
Scottsdale, AZ 85258
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
1300104078052026002009201420202026
Sector Form 13F Holdings Value ($M)
Microsoft Corp 34.6
HCA Holdings Inc 32.1
J P Morgan Chase & Co 31.3
Uber Technologies Inc 28.8
Autozone Inc 25.3
Amazon Com Inc 24.7
UnitedHealth Group Inc 24.6
General Electric Co 23.1
Coca Cola Co 22.7
American Express Co 22.2
View All
Holdings by Sector ($M)
120096072048024002019202120232026
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 441 196.1
(b) Individuals (high net worth individuals) 419 992.4
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 7 2.6
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 14 33.6
(n) Other 0 0.0
Total 1,889 1,224.6
By Discretionary
Discretionary 1,870 1,211.9
Non-Discretionary 19 12.7
Total 1,889 1,224.6
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 1,224.6
Total 1,889 1,224.6
EDGAR Form CIK 2011 - 2025
13F-HR [0001840945]
Comparable Firms State AUM ($B)
Sunesis Advisors LLC
KS 1.2
Quantum Financial Advisors LLC
CA 1.2
Capital Investment Services of America Inc
WI 1.2
Blueprint Investment Partners LLC
NC 1.2
Alpine Private Capital LLC
MO 1.2
Compass Financial Group Inc
SD 1.2
Westminster Financial Advisory Corp
OH 1.2
Eclectic Associates Inc
CA 1.2
Calton & Associates Inc
FL 1.2
Steigerwald Gordon & Koch Inc
VA 1.2
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