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| Sgroi Wealth Advisory Group LLC
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| |
|---|---|
| CRD # | 289764 |
| SEC # | 801-112067 |
| CIK # | |
| AUM | $939.0 MM (2024-03-27) |
| Employees | 25 (44% Investors, 44% Brokers) |
| Phone | 716-674-6700 |
| Address | 965 Union Road West Seneca, NY 14224 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 5,148 | 766.9 |
| (b) Individuals (high net worth individuals) | 97 | 162.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 11 | 6.4 |
| (h) Charitable organizations | 0 | 3.7 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6,993 | 939.0 |
| By Discretionary | ||
| Discretionary | 6,993 | 939.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6,993 | 939.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 939.0 | |
| Total | 6,993 | 939.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Islandbridge Capital Limited
✚
|
0.9 | |
|
The de Burlo Group Inc
✚
|
MA | 0.9 |
|
Ironvine Capital Partners LLC
✚
|
NE | 0.9 |
|
Trutina Financial LLC
✚
|
WA | 0.9 |
|
Clear Brook Advisors Inc
✚
|
MA | 0.9 |
|
Arkos Global Advisors LLC
✚
|
TX | 0.9 |
|
Corbyn Investment Management Inc
✚
|
MD | 0.9 |
|
Horizon Wealth Management LLC
✚
|
IL | 0.9 |
|
Platform Technology Partners LLC
✚
|
NY | 0.9 |
|
Waypoint Wealth Partners Inc
✚
|
CA | 0.9 |