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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Sgroi Wealth Advisory Group LLC
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| CRD # | 289764 |
| SEC # | 801-112067 |
| CIK # | |
| AUM | $1.1 B (2025-04-15) |
| Employees | 27 (48% Investors, 48% Brokers) |
| Phone | 716-674-6700 |
| Address | 965 Union Road West Seneca, NY 14224 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 3,688 | 906.0 |
| (b) Individuals (high net worth individuals) | 97 | 164.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 25 | 8.8 |
| (h) Charitable organizations | 12 | 6.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6,848 | 1,084.9 |
| By Discretionary | ||
| Discretionary | 6,848 | 1,084.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6,848 | 1,084.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,084.9 | |
| Total | 6,848 | 1,084.9 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Madison Wealth Partners Inc
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|
WI | 1.1 |
|
Symphony Financial Ltd Co
✚
|
TX | 1.1 |
|
Platform Technology Partners LLC
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|
NY | 1.1 |
|
TD Capital Management LLC
✚
|
TN | 1.1 |
|
Hodges Capital Management Inc
✚
|
TX | 1.1 |
|
Parkway Wealth Management Group LLC
✚
|
TX | 1.1 |
|
Silicon Valley Capital Partners LP
✚
|
CA | 1.1 |
|
Wilkins Investment Counsel Inc
✚
|
MA | 1.1 |
|
Wespac Advisors LLC
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|
CA | 1.1 |
|
Fusion Investment Advisors LLC
✚
|
TX | 1.1 |