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| Sgroi Wealth Advisory Group LLC
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|---|---|
| CRD # | 289764 |
| SEC # | 801-112067 |
| CIK # | |
| AUM | 1,357.2 M (2026-02-02) |
| Employees | 27 (52% Investors, 48% Brokers) |
| Phone | 716-674-6700 |
| Address | 965 Union Road West Seneca, NY 14224 |
| Source | [IAPD] [Website] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 7,478 | 1,079.7 |
| (b) Individuals (high net worth individuals) | 169 | 272.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 23 | 3.5 |
| (h) Charitable organizations | 6 | 1.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 7,676 | 1,357.2 |
| By Discretionary | ||
| Discretionary | 7,676 | 1,357.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 7,676 | 1,357.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,357.2 | |
| Total | 7,676 | 1,357.2 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
KERA Capital Partners Inc
✚
|
CA | 1,364.4 M |
|
Westminster Financial Advisory Corp
✚
|
OH | 1,361.7 M |
|
180 Wealth Advisors LLC
✚
|
WA | 1,359.0 M |
|
CornerStone Capital Inc
✚
|
CA | 1,357.7 M |
|
Symphony Financial Ltd Co
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|
TX | 1,354.8 M |
|
Galvin Gaustad & Stein LLC
✚
|
AZ | 1,354.5 M |
|
Capital Investment Counsel LLC
✚
|
CO | 1,351.8 M |
|
Fifth Avenue Family Office LLC
✚
|
FL | 1,350.8 M |
|
Intellus Advisors LLC
✚
|
FL | 1,350.5 M |
|
Moisand Fitzgerald Tamayo LLC
✚
|
FL | 1,350.2 M |