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| Garton and Associates Financial Advisors LLC
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| CRD # | 146493 |
| SEC # | 801-125798 |
| CIK # | 0002109857 |
| AUM | 215.4 M (2026-03-25) |
| Employees | 10 (50% Investors, 0% Brokers) |
| Phone | 502-212-3000 |
| Address | 2319 Lime Kiln Lane Louisville, KY 40222 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0002109857 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 5.1 | ||
| Broadcom Inc | 4.5 | ||
| Amazon Com Inc | 4.2 | ||
| Microsoft Corp | 3.9 | ||
| Duke Energy Corp | 2.1 | ||
| PepsiCo Inc | 2.0 | ||
| Fidelity National Information Services Inc | 2.0 | ||
| Alphabet Inc | 2.0 | ||
| Sonoco Products Co | 1.8 | ||
| Chevron Corp | 1.8 | ||
| Exelon Corp | 1.6 | ||
| Union Pacific Corp | 1.6 | ||
| Astrazeneca PLC | 1.4 | ||
| Hasbro Inc | 1.4 | ||
| Amcor PLC | 1.2 | ||
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| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 310 | 72.7 |
| (b) Individuals (high net worth individuals) | 43 | 110.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 8 | 25.0 |
| (h) Charitable organizations | 4 | 7.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 369 | 215.4 |
| By Discretionary | ||
| Discretionary | 323 | 167.9 |
| Non-Discretionary | 46 | 47.5 |
| Total | 369 | 215.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 215.4 | |
| Total | 369 | 215.4 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0002109857] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Wedgewood Investors Inc
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|
PA | 215.8 M |
|
Roundangle Advisors LLC
✚
|
NJ | 215.5 M |
|
Kennedy Wealth & Tax Management LLC
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|
CT | 215.5 M |
|
Levin Funding Group LLC
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|
AZ | 215.4 M |
|
Values First Advisors Inc
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|
TN | 215.4 M |
|
Illumine Investment Management LLC
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|
WA | 215.2 M |
|
Dishmi Capital LLC
✚
|
CA | 215.1 M |
|
Consilium LLC
✚
|
CO | 215.0 M |
|
Florian Financial Group LLC
✚
|
NY | 215.0 M |
|
Broadway Advisor Group
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|
NY | 214.9 M |