Global Listing Accelerator Securities Limited

Item 5: Fees and Compensation

Fee Schedule

1. Fees for Wealth Management Services

The fees for Wealth Management Services are detailed in sections below. Clients who place greater than
$300,000 in assets under Global Listing Accelerator’s management will receive Portfolio Services
included in the fees for Wealth Management Services.

2. Fees for Portfolio Management Services

Fees under management are based on following schedule.

       $ Portfolio Size                  Annual %
       1,000,000 - 5,000,000               1.2%
       5,000,001 - 10,000,000              1%
       10,000,001 +                        0.8%

These fees are for advisory services only and do not include any transaction fees.
For Assets Under Management less than $1,000,000, a minimum fee of $3,000 per quarter applies (the
“Minimum Fee”). The Minimum Fee will continue until Assets Under Management increases above

Global Listing Accelerator Securities Limited
Form ADV Part 2A
$1,000,000 at which time the Percentage of Managed Assets fee schedule above applies. Fees may be
negotiable at the sole discretion of the Advisor. The Client’s fees will take into consideration the
aggregate assets under management with the Advisor.

Billing Method
Fees are usually deducted from a designated client account or accounts to facilitate billing. The client
must consent in advance to direct debiting of their investment account. Payment by check is also
acceptable.

Other Fees and Expenses
As part of our investment advisory services to you, we may invest, or recommend that you invest, in
mutual funds and exchange traded funds. The fees that you pay to our firm for investment advisory
services are separate and distinct from the fees and expenses charged by mutual funds or exchange traded
funds (described in each fund’s prospectus) to their shareholders. These fees will generally include an
advisory fee and other fund expenses. You will also incur custodial fees, transaction charges and/or
brokerage fees when purchasing or selling securities. These charges and fees are typically imposed by the
broker-dealer or custodian through which your account transactions are executed. We do not share in any
portion of the fees or charges imposed by the broker-dealer or custodian. Where suitable, we will
recommend no-load mutual funds. To fully understand the total cost you will incur, you should review all
the fees charged by mutual funds, exchange traded funds, our firm, and others.

Termination of Services
Clients who pay fees quarterly in advance will receive a refund for unearned fees upon termination. Either
the client or lobal Listing Accelerator may terminate the Firm’s services without penalty at any time. The
Firm determines the amount to be refunded to the client, if any, by subtracting its fees earned as of the
time of termination from any amounts collected in advance as of the time of termination.

Item 7: Types of Clients and Account Minimums

We offer investment advisory services to individuals, high net worth individuals, trusts, and corporations,
or other business entities. Generally, the minimum account size is $1,000,000, subject to a minimum
annual fee of $12,000. This requirement can be met by combining two or more accounts owned by you or
related family members. However, in no case would the fee exceed 2% per year.