Goldberg Advisers LLC

ITEM 5: FEES AND COMPENSATION
Wealth Management
CTA is typically compensated for its investment advisory services by charging you a management fee
based on the market value of your assets under our management according to the fee schedule set forth
below:

Assets under Management           Annual Fee
First $500,000                      1.50%
$500,000 - $2,000,000               1.20%
$2,000,000 - $5,000,000             1.00%
Over $5,000,000                    Negotiable

Fees are billed quarterly in arrears based upon the market value of the assets at the end of the quarter. If
your relationship with us has begun or ended during a calendar quarter, your fee will be will be prorated
for the appropriate number of days completed or remaining in the quarter and you will be issued an
invoice for the final fees.

We may negotiate the amount of your fee depending upon circumstances including but not limited to
account composition and complexity; other client employee or family relationships; or other conditions
which may result in different fees being charged by us for client accounts similar in composition and
objectives. Our employees and their family related accounts may be charged a reduced fee, or no fee, for
our services.

Financial planning services are included in the management fees disclosed above.

We require that you authorize your custodian to allow us to directly debit our fee from your account or
accounts. Please note that your custodian will not confirm our fee but will pay the amount based on the
fee amount communicated to the custodian by us and send it directly to us. You will receive a periodic
statement from your custodian which will include the amount of the fee which has been sent to us. You
will also receive an invoice, which shows the fee calculation, in your quarterly report package from CTA.
You should confirm the accuracy of our fee calculation upon receipt of your custodian’s statement and
CTA’s invoice.

Other Costs Involved
The fees you pay us do not include brokerage commissions or other fees or charges associated with
securities transactions implemented with or through a brokerage firm, mark-ups or mark-downs in
principal transactions, deferred sales charges, stock exchange fees, wire transfer or related processing
fees, transfer taxes or other charges mandated by law or regulation, all of which will be charged to you in
addition to our fee. We do not receive any portion of any of the foregoing expenses or fees. You should
go to the section on Brokerage Practices in our brochure for more information on how we select or
recommend brokerage firms for your securities transactions and information related to that process.

You should understand that mutual funds, including exchange traded funds, in which your assets are
invested by us or by others, impose separate investment management fees and other operating expenses,
described in each fund’s prospectus, for which you, the client, will be charged separately from the fee
paid to us for our services. Neither Goldberg, CTA, nor its supervised persons accept compensation for
the sale of securities or other investment products, including asset-based sales charges or service fees
from the sale of mutual funds.

You can find additional information about brokerage costs and what is provided by brokers in Item 12:

ITEM 7: TYPES OF CLIENTS
Our clients may include individual persons, pension and profit sharing plans, trusts, estates, charitable
organizations, corporations or similar business, other investment advisers, and governmental entities.
Generally, our minimum account size is $500,000 for individual clients although this may be waived
based on other considerations such as the account’s relationship to existing clients and other factors.