|
⚲
|
| Keyboard |
| Goldberg Advisers LLC
✚
|
|
|---|---|
| CRD # | 134174 |
| SEC # | 801-121095 |
| CIK # | |
| AUM | 402.6 M (2026-04-07) |
| Employees | 4 (75% Investors, 0% Brokers) |
| Phone | 415-399-9100 |
| Address | 1210 5th Avenue, 275 San Rafael, CA 94901 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Goldberg Partners LP | [2011-11-17] | 5.9 M | 0.2 M |
| Filed 2014-12-30 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 119 | 48.7 |
| (b) Individuals (high net worth individuals) | 112 | 353.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 514 | 402.6 |
| By Discretionary | ||
| Discretionary | 514 | 402.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 514 | 402.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 5.2 | |
| United States Persons | 397.4 | |
| Total | 514 | 402.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| John Goldberg | Promoter | 3 | 2 | |
| NA Goldberg Advisers LLC | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| Comparable Firms | State | AUM |
|---|---|---|
|
Gold Coast Wealth Management LLC
✚
|
NY | 413.8 M |
|
Blue Square Asset Management LLC
✚
|
NY | 410.3 M |
|
Palogic Value Management LP
✚
|
TX | 405.5 M |
|
Goodhaven Capital Management LLC
✚
|
NJ | 405.3 M |
|
Kanen Wealth Management LLC
✚
|
FL | 404.6 M |
|
LDR Capital Management LLC
✚
|
NY | 397.2 M |
|
Diastole Wealth Management Inc
✚
|
CT | 396.0 M |
|
Value Partners Limited
✚
|
394.5 M | |
|
Knuff & Company LLC
✚
|
CA | 393.9 M |
|
Moon Capital Management LLC
✚
|
TN | 391.5 M |