|
⚲
|
| Golden State Asset Management LLC
✚
| |
|---|---|
| CRD # | 318126 |
| SEC # | 801-123264 |
| CIK # | |
| AUM | $515.0 MM (2024-07-22) |
| Employees | 6 (83% Investors, 83% Brokers) |
| Phone | 866-273-1563 |
| Address | 201 E Sandpointe Ave, Suite 460 South Coast Metro, CA 92707 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,421 | 263.0 |
| (b) Individuals (high net worth individuals) | 166 | 250.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 1.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,589 | 515.0 |
| By Discretionary | ||
| Discretionary | 1,589 | 515.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,589 | 515.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 515.0 | |
| Total | 1,589 | 515.0 |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Golden State Wealth Management LLC
✚
|
CA | 1.7 |
|
Golden State Equity Partners LLC
✚
|
CA | 0.7 |
|
Golden State Asset Management LLC
✚
|
CA | 0.5 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
M&R Capital Management Inc
✚
|
NJ | 0.5 |
|
Solidarity Wealth LLC
✚
|
UT | 0.5 |
|
West Branch Capital LLC
✚
|
MA | 0.5 |
|
HFR Wealth Management LLC
✚
|
NY | 0.5 |
|
Woodward Financial Advisors Inc
✚
|
NC | 0.5 |
|
White Lighthouse Investment Management Inc
✚
|
MA | 0.5 |
|
Lawrence W Kelly & Associates Inc
✚
|
CA | 0.5 |
|
Carlson & Company Financial Services LLC
✚
|
KS | 0.5 |
|
Blue Fin Capital Inc
✚
|
RI | 0.5 |
|
TCFG Investment Advisors LLC
✚
|
CA | 0.5 |