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| Golden State Asset Management LLC
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|---|---|
| CRD # | 299649 |
| SEC # | 801-114659 |
| CIK # | |
| AUM | |
| Employees | 8 (62% Investors, 50% Brokers) |
| Phone | 866-273-1563 |
| Address | 201 E Sandpointe Ave 460 Santa Ana, CA 92707 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 751 | 112.5 |
| (b) Individuals (high net worth individuals) | 233 | 105.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 7 | 0.0 |
| (h) Charitable organizations | 1 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,153 | 218.3 |
| By Discretionary | ||
| Discretionary | 1,153 | 218.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,153 | 218.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 218.3 | |
| Total | 1,153 | 218.3 |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Golden State Wealth Management LLC
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|
WY | 2.2 |
|
Golden State Asset Management LLC
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|
CA | 0.0 |