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| Golden State Wealth Management LLC
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| |
|---|---|
| CRD # | 167995 |
| SEC # | 801-107445 |
| CIK # | 0001776033 |
| AUM | $1.7 BB (2024-08-08) |
| Employees | 53 (96% Investors, 96% Brokers) |
| Phone | 866-273-1563 |
| Address | 201 E Sandpointe Avenue South Coast Metro, CA 92707 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,242 | 393.7 |
| (b) Individuals (high net worth individuals) | 1,414 | 1,247.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 36 | 25.0 |
| (h) Charitable organizations | 8 | 5.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 25 | 19.7 |
| (n) Other | 0 | 0.0 |
| Total | 6,184 | 1,690.7 |
| By Discretionary | ||
| Discretionary | 6,184 | 1,690.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6,184 | 1,690.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,690.7 | |
| Total | 6,184 | 1,690.7 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001776033] | |
| 13F-NT | [0001776033] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Golden State Wealth Management LLC
✚
|
CA | 1.7 |
|
Golden State Equity Partners LLC
✚
|
CA | 0.7 |
|
Golden State Asset Management LLC
✚
|
CA | 0.5 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Sigma Investment Counselors Inc
✚
|
MI | 1.7 |
|
Conservest Capital Advisors Inc
✚
|
PA | 1.7 |
|
NBC Securities Inc
✚
|
AL | 1.7 |
|
Redwood Investments LLC
✚
|
MA | 1.7 |
|
Foster Victor Wealth Advisors LLC
✚
|
SC | 1.7 |
|
Ranger Investment Management LP
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|
TX | 1.7 |
|
Marks Group Wealth Management Inc
✚
|
MN | 1.7 |
|
FountainCap Research & Investment Hong Kong Co Limited
✚
|
1.7 | |
|
International Assets Investment Management LLC
✚
|
FL | 1.7 |
|
The Edgar Lomax Company
✚
|
VA | 1.7 |