|
⚲
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| Golden State Wealth Management LLC
✚
|
|
|---|---|
| CRD # | 167995 |
| SEC # | 801-107445 |
| CIK # | 0001776033 |
| AUM | $1.4 BB (2023-03-29) |
| Employees | 79 (65% Investors, 65% Brokers) |
| Phone | 866-273-1563 |
| Address | 201 E Sandpointe Avenue South Coast Metro, CA 92707 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,115 | 333.2 |
| (b) Individuals (high net worth individuals) | 1,303 | 1,027.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 40 | 27.0 |
| (h) Charitable organizations | 10 | 5.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 18 | 21.6 |
| (n) Other | 0 | 0.0 |
| Total | 5,682 | 1,415.2 |
| By Discretionary | ||
| Discretionary | 5,682 | 1,415.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5,682 | 1,415.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,415.2 | |
| Total | 5,682 | 1,415.2 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001776033] | |
| 13F-NT | [0001776033] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Golden State Wealth Management LLC
✚
|
CA | 1.4 |
|
Golden State Equity Partners LLC
✚
|
CA | 0.5 |
|
Golden State Asset Management LLC
✚
|
CA | 0.4 |
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|---|---|---|
|
People's United Advisors Inc
✚
|
CT | 1.4 |
|
SYON Capital LLC
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|
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|
Human Investing LLC
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|
OR | 1.4 |
|
Ausdal Financial Partners Inc
✚
|
IA | 1.4 |
|
Patriot Investment Management Group Inc
✚
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TN | 1.4 |
|
Ensemble Capital Management LLC
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|
CA | 1.4 |
|
Albion Management Group
✚
|
UT | 1.4 |
|
Ranger Investment Management LP
✚
|
TX | 1.4 |
|
Relyea Zuckerberg Hanson LLC
✚
|
CT | 1.4 |
|
Lion Street Advisors LLC
✚
|
TX | 1.4 |