Graham Bordelon Golson & Gilbert Inc

Fees and Compensation

We provide investment supervisory services based upon either an hourly fee, flat fee, or as
a percentage of assets under management. Under the hourly fee structure, you are billed at
an hourly rate of $100 - $350 depending on the complexity of the project. Under the flat
fee program, you will be quoted a fee in advance ranging from $250 to $25,000 annually
depending upon numerous factors including, but not limited to, the complexity of your
situation and the scope of the project.

In addition, we may perform investment supervisory services based upon a percentage of
assets being supervised. Our fee is calculated based upon the market value of the assets in
your account on the last day of the previous quarter. Our fees are charged quarterly, in
arrears.

Broker-dealers and other financial institutions that hold client accounts are referred to as
custodians (“custodian/ broker-dealer”). Your custodian/broker-dealer determines the
values of the assets in your portfolio.

Fees for Investment Management Services

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Fees for the initial quarter are based on the value of your cash and securities on the date the
custodian/broker-dealer receives them and are prorated based upon the number of
calendar days in the calendar quarter that our agreement is in effect. Our fee schedule is
described below:

Assets under Management                                       Advisory Fee1
Up to $250,000                                                      2.50%
$250,001 to $500,000                                                2.00%
$500,001 to $1,000,000                                              1.50%
Over $1,000,000                                                     1.00%
1All   fees are negotiable at our sole discretion.

Osaic Wealth Management Platform – Advisor Managed Portfolios Program

We offer Advisor Managed Portfolios as an account where no separate transactions charges
apply and a single fee is paid for all advisory services and transactions ("Wrap Account").
The Wrap Account is asset-based pricing.

We also offer Advisor Managed Portfolios with separate advisory fees and transaction
charges (“Non-Wrap Account”). As such, in addition to the quarterly account fee described
below for advisory services, you will also pay separate per-trade transaction charges. The
Non-Wrap Account is transaction-based pricing.

You will pay a monthly or quarterly account fee, in advance, based upon the market value
of the assets held in your account as of the last business day of the preceding calendar
month or quarter. Your account fees are negotiable and will be debited from your account
by our custodian. If you terminate your participation in this program, you will be entitled to
a pro-rata refund of any prepaid monthly or quarterly fees based upon the number of days
remaining in the month or quarter after the date upon which the notice of termination is
received.

Our fee schedules are described below:

Wrap Account
Assets under Management                                       Advisory Fee1
$50,000 to $500,000                                                 2.50%
$500,001 to $2,000,000                                              2.25%
$2,000,000 to $5,000,000                                            2.00%
$5,000,001 and up                                                   1.75%
1All   fees are negotiable at our sole discretion.

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Non-Wrap Account
Assets under Management                                       Advisory Fee1
$0 to $250,000                                                       2.50%
$250,001 to $750,000                                                 2.25%
$750,001 to $2,000,000                                               1.75%
$2,000,001 and up                                                    1.50%
1All   fees are negotiable at our sole discretion.

Mutual funds and ETFs invested in the account have their own internal fees which are
separate and distinct from the program account fees (for more information on these fees,
see the applicable fund prospectus).

Some Fund fees include 12b-1 fees which are internal distribution fees assessed by the
Fund, all or a portion of which are paid to the distributor(s) of the Funds. The Firm and
your Advisory Representative do not retain 12b-1 fees paid by the Funds.

In certain instances, there is opportunity to be eligible to purchase certain mutual funds and
ETFs without incurring transaction charges subject to certain conditions. For details, please
refer to Item 4 (No Transaction Fee Programs) of the Osaic Advisor Managed Portfolios
wrap fee brochure.

For complete fee details, including account fee schedule guidelines and a list of transaction
charges, please see the Osaic Advisor Managed Portfolios Wrap Fee Program Brochure.
You must authorize us to have the custodian/broker-dealer pay us directly by charging your
account. This authorization must be provided in writing. One-fourth of the annual fee is
charged each calendar quarter.

We send a statement that includes the value of your investments, our advisory fee, and how
it is calculated. Your custodian/broker-dealer also provides you with statements that show
the amount paid directly to us. You should compare the statement we send to your
custodian/broker-dealer’s statement and verify the calculation of our fees. Your
custodian/broker-dealer does not verify the accuracy of fee calculations. When
recommending mutual funds that have multiple share classes, we will take into account the
internal fees and expenses associated with each share class, and select the most cost
effective share class that still meets the client’s needs and objectives and is available to the
client.

Fees for Financial Planning and Other Consulting Services

We provide financial planning and business consulting based upon the hourly rate or a flat
fee quoted in advance. You may be asked to deposit an initial retainer for future services to
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Types of Clients

We provide advisory services primarily to high-net-worth individuals, including their trusts,
estates and retirement accounts. We also provide services to corporations or business
entities including their pension and profit-sharing plans and to charitable organizations.
Account minimums vary by the program used to manage your assets.

We, at our sole discretion, may accept clients with smaller portfolios based upon certain
factors including anticipated future earning capacity, anticipated future additional assets,
account composition, related accounts, and pre-existing client relationships. We may
consider the portfolios of your family members to determine if your portfolio meets the
minimum size requirement.

Methods of Analysis, Investment Strategies and Risk of Loss

We select specific investments for your portfolios through the use of fundamental analysis.
Fundamental analysis is a method of evaluating a company that has issued a security by
attempting to measure the value of its underlying assets. It entails studying overall
economic and industry conditions as well as the financial condition and the quality of the
company’s management. Earnings, expenses, assets, and liabilities are all important in
determining the value of a company. The value is then compared to the current price of the
issuing company’s security to determine whether to purchase, sell or hold the security.

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Cyclical analysis is a form of fundamental analysis that involves the process of making
investment decisions based on the different stages of an industry at a given point in time.

Although we manage your portfolio in a manner consistent with your risk tolerances, there
can be no guarantee that our efforts will be successful. You should be prepared to bear the
risk of loss.

Our investment strategies may include long-term and short-term purchases and sales, and
the use of margin. You may place reasonable restrictions on the strategies to be employed
in your portfolio and the types of investments to be held in your portfolio.

Although we manage your account in a manner we believe is consistent with your specific
investment objectives and risk tolerances, there can be no guarantee that our efforts will be
successful. General economic conditions, current interest rates, the performance of a
particular industry or a particular company, and any number of other factors can affect
investment performance.

You should be prepared to bear the risk of loss. All investments are subject to loss,
including (among other things) loss of principal, a reduction in earnings (including interest,
dividends and other distributions), and the loss of future earnings.

You must also be aware that the use of margin is a higher risk strategy. It is possible to lose
all of the principal you invest, and sometimes more. In a cash account, your risk is limited
to the amount of money that you have invested. In a margin account, your risk includes the
amount of money invested plus the amount that has been loaned to you. We do not use or
recommend the use of margin as part of our account management.

You should also be aware that transactions in the account (including account reallocations
and rebalancing) may trigger a taxable event for you (unless your account is a qualified
retirement account).

You should also be aware that client accounts may have cash balances in excess of
$250,000, which is the insurance limit of the Federal Deposit Insurance Corporation. For
cash balances in excess of that amount, there is an enhanced risk that operation related
counterparty risk related to the account custodian could cause losses in the account. We
mitigate this risk by carrying cash balances in amounts either subject to protection or as
limited as you, the client, directs. You may elect to participate in a “cash sweep” program
through your account custodian which automatically moves excess cash from your
investment account into a cash account and then invests that cash into cash based
investments, such as money market funds. We do not receive compensation of any kinds
for facilitating your participation in such cash sweep accounts.

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