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| Guggenheim Investment Advisors LLC
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| CRD # | 108263 |
| SEC # | 801-57781 |
| CIK # | 0001512586 |
| AUM | 840.9 M (2026-03-31) |
| Employees | 9 (89% Investors, 22% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-739-0700 |
| Address | 330 Madison Avenue New York, NY 10017 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Guggenheim Investment Advisors Global Macro and Trading Fund LLC | [2013-09-30] | 8.9 M | 0.2 M |
| Filed 2016-09-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | GIAS Commodity Arbitrage Fund LLC | 2012-03-30 | 6.0 M | |
| HF | GIAS Equity Unconstrained Non-US Developed Markets Fund LLC | [2012-03-30] | 4.4 M | |
| Filed 2011-10-14 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | GIAS Equity Unconstrained US Fund LLC | [2012-03-30] | 25.4 M | |
| Filed 2011-10-14 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | GIAS Fixed Income Opportunistic High Yield Fund LLC | [2012-03-30] | 5.1 M | |
| Filed 2011-10-14 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | GIAS Fixed Income Opportunistic Non-US Fund LLC | [2012-03-30] | 4.8 M | |
| Filed 2011-10-14 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | GIAS Fixed Income Opportunistic Tax-Exempt Fund LLC | [2012-03-30] | 5.6 M | |
| Filed 2011-10-14 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | GIAS Fixed Income Opportunistic US Core Fund LLC | [2012-03-30] | 5.0 M | |
| Filed 2011-10-14 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | GIAS Real Assets Diversified Real Assets Fund LLC | [2012-03-30] | 15.0 M | 4.6 M |
| Filed 2013-08-22 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Guggenheim Investment Advisors Developing and Emerging Markets Fund LLC | [2012-03-30] | 17.2 M | |
| Filed 2013-08-22 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 25 | 0.8 |
| (n) Other | 0 | 0.0 |
| Total | 58 | 0.8 |
| By Discretionary | ||
| Discretionary | 33 | 0.6 |
| Non-Discretionary | 25 | 0.3 |
| Total | 58 | 0.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.5 | |
| United States Persons | 0.4 | |
| Total | 58 | 0.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Kevin Robinson | Executive Officer | 17 | 3 | |
| Dina Dilorenzo | Executive Officer | 17 | 3 | |
| Mike Christ | Executive Officer | 12 | 2 | |
| Guggenheim Alternative Asset Management LLC | Executive Officer | 11 | 2 | |
| Guggenheim Advisors LLC | Promoter | 11 | 2 | |
| Phipps Moriarty | Executive Officer | 11 | 2 | |
| Guggenheim Investment Advisors LLC | Promoter | 5 | 1 | |
| Erin King | Executive Officer | 3 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| LEI | 549300QGGHT4I1BNIO32 |
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