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| Guggenheim Investment Advisors LLC
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| |
|---|---|
| CRD # | 108263 |
| SEC # | 801-57781 |
| CIK # | 0001512586 |
| AUM | $876.5 MM (2024-03-28) |
| Employees | 11 (91% Investors, 18% Brokers) |
| Phone | 866-285-3655 |
| Address | 330 Madison Avenue New York, NY 10017 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Guggenheim Investment Advisors Global Macro and Trading Fund LLC | [2013-09-30] | 8.9 | 0.2 |
| HF | GIAS Commodity Arbitrage Fund LLC | 2012-03-30 | 6.0 | |
| HF | GIAS Equity Unconstrained Non-US Developed Markets Fund LLC | [2012-03-30] | 0.0 | 4.4 |
| HF | GIAS Equity Unconstrained US Fund LLC | [2012-03-30] | 0.0 | 25.4 |
| HF | GIAS Fixed Income Opportunistic High Yield Fund LLC | [2012-03-30] | 0.0 | 5.1 |
| HF | GIAS Fixed Income Opportunistic Non-US Fund LLC | [2012-03-30] | 0.0 | 4.8 |
| HF | GIAS Fixed Income Opportunistic Tax-Exempt Fund LLC | [2012-03-30] | 0.0 | 5.6 |
| HF | GIAS Fixed Income Opportunistic US Core Fund LLC | [2012-03-30] | 0.0 | 5.0 |
| HF | GIAS Real Assets Diversified Real Assets Fund LLC | [2012-03-30] | 15.0 | 4.6 |
| HF | Guggenheim Investment Advisors Developing and Emerging Markets Fund LLC | [2012-03-30] | 17.2 | 0.0 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 23 | 0.9 |
| (n) Other | 0 | 0.0 |
| Total | 57 | 0.9 |
| By Discretionary | ||
| Discretionary | 35 | 0.7 |
| Non-Discretionary | 22 | 0.2 |
| Total | 57 | 0.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.3 | |
| United States Persons | 0.5 | |
| Total | 57 | 0.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Dina Dilorenzo | 17 | ||
| Kevin Robinson | 16 | ||
| Mike Christ | 12 | ||
| Guggenheim Advisors LLC | 11 | ||
| Phipps Moriarty | 11 | ||
| Guggenheim Alternative Asset Management LLC | 11 | ||
| Guggenheim Investment Advisors LLC | 5 | ||
| Erin King | 3 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Piton Investment Management LP
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|
NY | 0.9 |
|
Wescap Management Group Inc
✚
|
CA | 0.9 |
|
Stanley-Laman Group Ltd
✚
|
PA | 0.9 |
|
Formidable Asset Management LLC
✚
|
OH | 0.9 |
|
Cohanzick Management LLC
✚
|
NY | 0.9 |
|
Towle & Co
✚
|
CO | 0.9 |
|
Quantum Capital Management LLC
✚
|
NJ | 0.9 |
|
Kabouter Management LLC
✚
|
IL | 0.9 |
|
Cannell Capital LLC
✚
|
WY | 0.9 |
|
Martin Investment Management LLC
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|
FL | 0.9 |