Warberg Asset Management LLC

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Warberg Asset Management LLC ✚
CRD #	164003
SEC #	801-76808
CIK #	0001597506
AUM	805.9 M (2026-03-31)
Employees	10 (70% Investors, 0% Brokers)
Phone	847-418-8305
Address	716 Oak Street Winnetka, IL 60093
Source	[IAPD] [EDGAR]

Total AUM ($M) Copy

Sector	Form 13F Holdings	Value ($M)
	CornerStone Strategic Value Fund Inc	7.6
	Power & Digital Infrastructure Acquisition Corp	2.3

Holdings by Sector ($M)

Type	Form D Funds	Date	Sold	AUM
HF	Warberg WF XIII LP	[2026-03-31]	33.6 M	44.6 M
	Offered $35,000,000 · Filed 2025-08-25 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $80,000 · Remaining $1,369,000 · Duration More than one year · Net Assets Decline to Disclose
HF	Warberg WF XII LP	[2025-03-24]	31.2 M	38.6 M
	Offered $35,000,000 · Filed 2024-08-05 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $75,000 · Remaining $3,824,000 · Duration More than one year · Net Assets Decline to Disclose
HF	Warberg WF Xi LP	2024-03-28		56.1 M
HF	Warberg WF X LP	2023-03-29		61.6 M
HF	Warberg WF IX LP	2022-03-31		58.1 M
HF	Warberg SPAC Fund LP	[2021-03-30]	9.3 M	31.2 M
	Filed 2025-05-08 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Warberg Special Situations Fund LP	[2021-03-30]	16.3 M	19.4 M
	Filed 2025-06-23 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Warberg WF VIII LP	2021-03-30		42.7 M
HF	Warberg WF VII LP	2020-03-27		37.0 M
HF	Warberg WF VI LP	[2019-03-27]	14.3 M	37.8 M
	Offered $15,000,000 · Filed 2018-03-15 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining $675,000 · Duration More than one year · Net Assets Decline to Disclose
View All

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	5	725.3
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	4	80.6
(n) Other	0	0.0
Total	22	805.9
By Discretionary
Discretionary	20	799.9
Non-Discretionary	2	6.0
Total	22	805.9
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		805.9
Total	22	805.9

Form D Directors	Role	# Filings	# Firms
Daniel Warsh	Executive Officer	19	2
Jonathan Blumberg	Executive Officer	19	2
Warberg Asset Management LLC	Executive Officer, Promoter	19	2

EDGAR Form	CIK	2011 - 2026
13F-HR	[0001597506]
SC 13G	[0001597506]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Warberg Asset Management LLC	Rosehill Resources Inc	[2018-02-14]
Warberg Asset Management LLC	PTGI Holding Inc	[2014-02-14]

Comparable Firms	State	AUM
Guggenheim Investment Advisors LLC ✚	NY	840.9 M
Coinbase Asset Management LLC ✚	CT	840.5 M
Concise Capital Management LP ✚	FL	838.6 M
Twin Capital Management Inc ✚	PA	837.8 M
Solstein Capital LLC ✚	CA	801.8 M
Quantum Capital Advisors LLC ✚		797.9 M
Insight Advisors LLC ✚	PA	785.6 M
Deltec Asset Management LLC ✚	NY	782.8 M
Hourglass Capital LLC ✚	TX	768.9 M
Shah Capital Management Inc ✚	NC	768.0 M

Assets, Funds, Holdings