Guided Wealth LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or more
written agreements with the Advisor.

A. Fees for Advisory Services
Wealth Management Services
Wealth management fees are paid in advance of each month pursuant to the terms of the wealth management
agreement. Wealth management fees are based on the market value of assets under management at the end of the
prior month. All Clients in the first year of service will be charged a stand-alone financial planning fee ranging up to
$50,000 per year. Following the first year of service, the stand-alone financial planning fee will be waived for Clients
with a wealth management fee valued at twice the amount of the projected financial planning fee. Wealth
management fees are based on the following blended tier schedule:

                                 Assets Under Management ($)               Annual Rate (%)
                                        Up to $1,000,000                       1.15%
                                    $1,000,001 to $2,000,000                   1.00%
                                    $2,000,001 to $5,000,000                   0.85%
                                   $5,000,001 to $10,000,000                   0.80%
                                  $10,000,001 to $25,000,000                   0.70%
                                  $25,000,001 to $50,000,000                   0.40%
                                     $50,000,001 and over                      0.30%

The wealth management fee in the first month of service is prorated from the inception date of the account[s] to the
end of the first month. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor. All securities held in accounts managed by
Guided Wealth will be independently valued by the Custodian. The Advisor will conduct periodic reviews of the
Custodian’s valuation to ensure accurate billing.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and other
related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the Advisor
shall not receive any portion of these commissions, fees, and costs.

Use of Independent Managers – As noted in Item 4, the Advisor will implement all or a portion of a Client’s investment
portfolio utilizing one or more Independent Managers. To eliminate any conflict of interest, the Advisor does not earn
                                                        Guided Wealth, LLC
                                           6 Sleepy Hollow Road, Dartmouth, MA 02747
                                                       Phone: (508) 980-0999
                                                 http://guidedwealthplanning.com/

any compensation from an Independent Manager. The Advisor will only earn its investment advisory fee as described
above. Independent Managers typically do not offer any fee discounts but may have a breakpoint schedule which will
reduce the fee with an increased level of assets placed under management with an Independent Manager. The terms
of such fee arrangements are included in the Independent Manager’s disclosure brochure and applicable contract[s]
with the Independent Manager. The total blended fee, including the Advisor’s fee and the Independent Manager’s
fee, will generally not exceed 2.75% annually. Certain Independent Managers may allocate to alternative investments
which charge performance-based fees, subject to gains above a high-water mark. The presence of performance-
based fees may increase the total blended fee paid to the Advisor and Independent Manager. Such fee arrangements
are fully disclosed to the Client prior to recommending the alternative investment[s].

Financial Planning Services
Guided Wealth offers financial planning services as part of its overall wealth management services and fees. However,
Clients will be charged an ongoing financial planning ranging up to $50,000 per year until the value of the wealth
management fee is twice the amount of the projected financial planning fee. Fees may be negotiable based on the
nature and complexity of the services to be provided and the overall relationship with the Advisor. An estimate for total
costs will be provided to the Client prior to engaging for these services.

B. Fee Billing
Wealth Management Services
Wealth management fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at
the Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted
from the Client’s account[s] at the beginning of the respective month. The amount due is calculated by applying the
monthly rate (annual rate divided by 12) to the total assets under management with Guided Wealth at the end of the
prior month. Clients will be provided with a statement, at least quarterly, from the Custodian reflecting deduction of
the wealth management fee. Clients are urged to also review and compare the statement provided by the Advisor to
the brokerage statement from the Custodian, as the Custodian does not perform a verification of fees. Clients provide
written authorization permitting wealth management fees to be deducted by Guided Wealth to be paid directly from
their account[s] held by the Custodian as part of the wealth management agreement and separate account forms
provided by the Custodian.

Use of Independent Managers – For Client accounts implemented through an Independent Manager, the Client’s
overall fees will include Guided Wealth’s wealth management fee (as noted above) plus investment management
...

Item 7 – Types of Clients

Guided Wealth offers investment advisory services to individuals, high net worth individuals, trusts, estates, and
businesses. Guided Wealth generally does not impose a minimum relationship size.

                                                       Guided Wealth, LLC
                                          6 Sleepy Hollow Road, Dartmouth, MA 02747
                                                      Phone: (508) 980-0999
                                                http://guidedwealthplanning.com/