Guinness Atkinson Asset Management Inc

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Guinness Atkinson Asset Management Inc
CRD #124465
SEC #801-61667
CIK #0001409765
AUM 344.4 M (2026-03-30)
Employees 41 (59% Investors, 0% Brokers)
Phone626-628-2787
Address251 South Lake Ave, Suite 800
Pasadena, CA 91101
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram]
Total AUM ($M)
80064048032016002003201120192027
Sector Form 13F Holdings Value ($M)
Broadcom Inc 8.8
Taiwan Semiconductor Manufacturing Co Ltd 8.7
Netflix Inc 7.2
Microsoft Corp 6.9
Medtronic Holdings Ltd 6.6
Amphenol Corp /DE/ 6.6
Roper Industries Inc 6.4
Amazon Com Inc 6.3
Nvidia Corp 6.2
Intercontinentalexchange Group Inc 6.2
View All
Holdings by Sector ($M)
2502001501005002011201620212027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 1 344.4
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 12 344.4
By Discretionary
Discretionary 12 344.4
Non-Discretionary 0 0.0
Total 12 344.4
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 344.4
Total 12 344.4
EDGAR Form CIK 2011 - 2026
13F-HR [0001409765]
Firm Profile (Form ADV)
Discretionary AUM$0.2B
ServesInstitutional
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