Hahn Financial Group Inc

Item 5: Fees and Compensation
 Method of Compensation and Fee Schedule
  ASSET MANAGEMENT
  HFG offers discretionary direct asset management services to advisory clients. HFG
  charges an annual investment advisory fee based on the total assets under management
  as follows:
                                  The fees payable to HFG
           Assets Under Management                               Annual Fee
                 $0 to $49,999                                     1.75%
              $50,000 to $199,999                                  1.50%
             $200,000 to $499,999                                  1.25%
             $500,000 to $999,999                                  1.00%
           $1,000,000 to $1,999,999                                .90%
           $2,000,000 to $2,999,999                                .80%
           $3,000,000 to $3,999,999                                .70%
           $4,000,000 to $4,999,999                                .60%
              $5,000,000 or more                                   .50%
  The annual Fee may be negotiable based on the amount of assets, the investments to be
  utilized and the complexity of the account. Accounts within the same household may be

                                    Hahn Financial Group, Inc.

combined for a reduced fee. Fees are billed quarterly in advance based on the amount of
assets managed as of the last business day of the previous quarter. Initial fees for partial
quarters are waived. Quarterly advisory fees are deducted from the clients' account by the
custodian. Lower fees for comparable services may be available from other sources.
Clients may terminate their account within five (5) business days of signing the
Investment Advisory Agreement for a full refund. Clients may terminate advisory services
with seven (7) days written notice.
Upon Client termination, management fees will be pro-rated to the effective date of
termination. Client will receive a refund of management fees paid but not yet earned
through the effective date of termination except for management fees totaling less than or
equal to $50 per Client. The $50 is considered as the administrative costs to process the
termination. “The date of termination” is defined as the date of total withdrawal or total
transfer from the account. If unearned management fees total more than $50 per Client
upon termination, they will be refunded in total to the Client.
(Pro rata is calculated by multiplying the Annual Fee by the Account Value divided by the
number of days left in the quarter divided by 360 days. For example if the Account value
was $500,000 and the account was closed with 15 days left in the quarter the calculation
would be (1% x 500,000) x (15/360) = $208.33.) Client shall be given thirty (30) days
prior written notice of any increase in fees, and client will acknowledge, in writing, any
agreement of increase in said fees.
ENDOWMENTS
HFG charges an annual investment advisory fee based on the total assets under
management as follows:
                               The fees payable to HFG
         Assets Under Management                               Annual Fee
           $50,000 to $2,000,000                                 0.50%
         $2,000,001 to $5,000,000                                0.42%
            $5,000,001 or more                                   0.35%

The annual Fee may be negotiable based on the amount of assets, the investments to be
utilized and the complexity of the account. Accounts within the same organization may be
combined for a reduced fee. Fees are billed quarterly in advance based on the amount of
assets managed as of the last business day of the previous quarter. Initial fees for partial
quarters are waived. Quarterly advisory fees deducted from the clients' account by the
custodian will be reflected in a provided fee invoice, as part of the quarterly statement, as
fees are withdrawn. Lower fees for comparable services may be available from other
sources. Clients may terminate their account within five (5) business days of signing the
Investment Advisory Agreement for a full refund. Clients may terminate advisory services
with seven (7) days written notice.
Upon Client termination, management fees will be pro-rated to the effective date of
termination. Participant will receive a refund of management fees paid but not yet earned
through the effective date of termination except for management fees totaling less than or
equal to $50 per Client. The $50 is considered as the administrative costs to process the
termination. “The date of termination” is defined as the date of total withdrawal or total

                                  Hahn Financial Group, Inc.

transfer from the account. If unearned management fees total more than $50 per Client
upon termination, they will be refunded in total to the Client.
(Pro rata is calculated by multiplying the Annual Fee by the Account Value divided by the
number of days left in the quarter divided by 360 days. For example if the Account value
was $200,000 and the account was closed with 15 days left in the quarter the calculation
would be (.5% x 200,000) x (15/360) = $41.67.) Client shall be given thirty (30) days
prior written notice of any increase in fees, and client will acknowledge, in writing, any
agreement of increase in said fees.
FEES ASSOCIATED WITH THE SELECTION OF OTHER ADVISORS
The fees payable to the Adviser are as follow below.
Wealth Management, LLC
Wealth Management, LLC (“Sub-Advisor”) does not charge fees in addition to the fees
charged by HFG, they will receive 20% of the fees charged by HFG detailed above in the
fee schedule titled “The fees payable to HFG”. The client will pay no additional fees when
this sub-manager is used.
QUALIFIED PLANS
The annual fee for services shall be calculated as follows:
                                 The fees payable to HFG
                      Assets Under Management                   Annual Fee
...

Item 7: Types of Clients
 Description
  HFG generally provides investment advice to individuals, trusts, estates, charitable
  organizations, and pension plans.
  Client relationships vary in scope and length of service.
 Account Minimums
  HFG does not require a minimum to open an account but some money managers may
  require a minimum.