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| Halifax Investment Management LLC
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|---|---|
| CRD # | 152789 |
| SEC # | 801-71683 |
| CIK # | |
| AUM | 1,898.8 M (2026-03-26) |
| Employees | 18 (89% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 919-786-4420 |
| Address | 3605 Glenwood Avenue Raleigh, NC 27612 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | HCP V QM Co-Investors LP | 2025-03-26 | 21.1 M | |
| PE | Halifax Capital Partners IV-A LP | 2024-08-27 | 96.7 M | |
| PE | HCP V CK Co-Investors LP | 2024-03-22 | 11.2 M | |
| PE | Halifax Capital Partners V LP | [2023-03-29] | 445.0 M | 716.1 M |
| Filed 2024-05-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $3,750,000 · Revenue Decline to Disclose | ||||
| PE | HCP IV CDL Co-Investors LP | 2022-03-29 | 25.6 M | |
| PE | HCP IV NPPI Co-Investors LP | 2021-03-29 | 59.1 M | |
| PE | HCP III Co-Investors-A2 LP | 2019-04-10 | ||
| PE | HCP III Co-Investors-B2 Holdings LP | 2019-04-10 | ||
| PE | HCP III-A2 LP | 2019-03-29 | ||
| PE | HCP III-B2 LP | 2019-03-29 | ||
| PE | Halifax Capital Partners IV LP | [2017-03-31] | 968.8 M | |
| Filed 2016-11-15 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $900,000 · Revenue Decline to Disclose | ||||
| PE | HCP III-A LP | 2017-03-31 | 3.0 M | |
| PE | HCP III-B LP | 2017-03-31 | 0.5 M | |
| PE | Halifax Cayman Capital Partners III LP | 2016-03-30 | 40.0 M | |
| PE | Halifax Capital Partners II-A LP | 2012-03-30 | ||
| PE | Halifax Capital Partners II-B LP | 2012-03-30 | ||
| PE | Halifax Capital Partners III LP | [2012-03-30] | 150.5 M | |
| Offered $350,000,000 · Filed 2011-12-23 (D/A) · Exemption 506, 3(c), 3(c)(7) · Remaining $199,500,000 · Duration More than one year · Commission $3,500,000 · Revenue Decline to Disclose | ||||
| PE | Halifax Capital Partners II LP | 2012-03-30 | 0.2 M | |
| PE | Halifax Capital Partners LP | 2012-03-30 | 0.4 M | |
| PE | HCP II NAV Partners LP | 2012-03-30 | ||
| PE | HCP Polypipe CoInvestment LLC | 2012-03-30 | 6.5 M | |
| PE | Monosol Investors LP | 2012-03-30 | 11.2 M | |
| PE | Primo Investors LP | 2012-03-30 | 0.1 M | |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 1,898.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 8 | 1,898.8 |
| By Discretionary | ||
| Discretionary | 8 | 1,898.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 8 | 1,898.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,898.8 | |
| Total | 8 | 1,898.8 |
| Limited Partners | 2011 - 2026 |
|---|---|
| New York State Common Retirement Fund | |
| North Carolina Retirement Services | |
| Pennsylvania Public School Employees' Retirement System |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| David Dupree | Executive Officer | 14 | 2 | |
| Michael Marshall | Executive Officer | 11 | 2 | |
| Scott Plumridge | Executive Officer | 8 | 2 | |
| Brent Williams | Executive Officer | 5 | 2 | |
| Christopher Cathcart | Executive Officer | 4 | 2 | |
| Kenneth Doyle | Executive Officer | 4 | 2 | |
| The Halifax Group LLC | Promoter | 2 | 1 | |
| Halifax GenPar IV LP | Promoter | 1 | 1 | |
| Arthur High Jr | Executive Officer | 1 | 1 | |
| Halifax GenPar III LP | Promoter | 1 | 1 | |
| View All | ||||
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.7B |
| Serves | Institutional |
| Fund Types | Private Equity |
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