|
⚲
|
| Legalist Inc
✚
| |
|---|---|
| CRD # | 297876 |
| SEC # | 801-117830 |
| CIK # | |
| AUM | $973.5 MM (2024-07-01) |
| Employees | 33 (39% Investors, 0% Brokers) |
| Phone | 415-570-7878 |
| Address | 2700 19th Street San Francisco, CA 94110 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | Legalist Government Receivables Fund LP | [2024-07-01] | 0.0 | 131.1 |
| Other | Legalist DIP Fund II LP | [2023-06-29] | 69.5 | 57.0 |
| Other | Legalist DIP Offshore Fund II Ltd | 2023-06-29 | 53.9 | |
| Other | Legalist DIP Offshore Fund I Ltd | 2022-06-29 | 49.0 | |
| Other | Legalist Fund III LP | [2022-06-29] | 218.6 | 304.5 |
| Other | Legalist SPV III LP | 2022-06-29 | 102.4 | |
| Other | Legalist SPV II LP | 2022-06-29 | 6.2 | |
| Other | Legalist DIP Fund I LP | [2021-07-01] | 0.0 | 49.0 |
| Other | Legalist DIP SPV II LP | [2021-07-01] | 0.0 | 28.0 |
| Other | Legalist SPV Fund I LP | [2020-06-26] | 30.0 | 58.6 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 13 | 973.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 13 | 973.5 |
| By Discretionary | ||
| Discretionary | 13 | 973.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 13 | 973.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 102.9 | |
| United States Persons | 870.6 | |
| Total | 13 | 973.5 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Christian Haigh | 6 | |||
| Yingchong Shang | 6 | |||
| Legalist Inc | 6 | |||
| Joseph Delgado | 5 | |||
| Eva Shang | 4 | |||
| Legalist DIP GP LLC | 3 | |||
| Daniel Deserto | 2 | |||
| Legalist SPV GP I LLC | 1 | |||
| Daylesford GP I LLC | 1 | |||
| Legalist DIP GP II LLC | 1 | |||
| View All | ||||
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Phoenix Merchant Partners LP
✚
|
NY | 1.0 |
|
Sierra Crest Investment Management LLC
✚
|
NY | 1.0 |
|
ACME LLC
✚
|
CA | 1.0 |
|
LGIM International Ltd
✚
|
1.0 | |
|
FS Structured Products Advisor LLC
✚
|
PA | 1.0 |
|
The Patterson Capital Corporation
✚
|
CA | 1.0 |
|
Apollo Capital Credit Adviser LLC
✚
|
NY | 1.0 |
|
Bin Yuan Capital Limited
✚
|
1.0 | |
|
Priority Senior Secured Income Management LLC
✚
|
FL | 1.0 |
|
Jade Mountain Partners LLC
✚
|
NY | 1.0 |