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| Happy Holidays!! thanks for using AUM13F!! |
| Saratoga Management Company LLC
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|---|---|
| CRD # | 161822 |
| SEC # | 801-80356 |
| CIK # | 0001622360, 0001377936 |
| AUM | $1.9 B (2025-03-27) |
| Employees | 5 (60% Investors, 0% Brokers) |
| Phone | 212-906-7800 |
| Address | 535 Madison Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Saratoga Partners IV LP | 2012-02-24 | 13.0 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 1 | 1.9 |
| (f) Pooled investment vehicles | 1 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 1.9 |
| By Discretionary | ||
| Discretionary | 3 | 1.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 1.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.9 | |
| Total | 3 | 1.9 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 10-K | [0001377936] | |
| 10-Q | [0001377936] | |
| 3 | [0001377936] | |
| 4 | [0001377936] | |
| 5 | [0001377936] | |
| 8-K | [0001377936] | |
| SC 13D | [0001377936] | |
| SC 13G | [0001377936] | |
| D | [0001622360] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| Oberbeck Christian L | |
| Saratoga Investment Corp | |
| Steenkamp Henri J | |
| Looney Steven M | |
| Williams George Cabell III | |
| Oberbeck Elizabeth | |
| Grisius Michael J |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Saratoga Management Company LLC
✚
|
NY | 1.9 |
|
Saratoga Investment Advisors LLC
✚
|
NY | 1.9 |
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|---|---|---|
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NY | 2.2 |
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|
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Abacus Planning Group Inc
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SP Asset Management LLC
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|
Palisades Hudson Asset Management LP
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