|
⚲
|
| Keyboard |
| Saratoga Management Company LLC
✚
|
|
|---|---|
| CRD # | 161822 |
| SEC # | 801-80356 |
| CIK # | 0001622360, 0001377936 |
| AUM | 1,898.9 M (2026-03-30) |
| Employees | 7 (71% Investors, 0% Brokers) |
| Phone | 212-906-7800 |
| Address | 535 Madison Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Saratoga Partners IV LP | 2012-02-24 | 12.5 M |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 1 | 1.9 |
| (f) Pooled investment vehicles | 1 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2 | 1.9 |
| By Discretionary | ||
| Discretionary | 2 | 1.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2 | 1.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.9 | |
| Total | 2 | 1.9 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001377936] | |
| 10-Q | [0001377936] | |
| 3 | [0001377936] | |
| 4 | [0001377936] | |
| 5 | [0001377936] | |
| 8-K | [0001377936] | |
| SC 13D | [0001377936] | |
| SC 13G | [0001377936] | |
| D | [0001622360] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Private Equity |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Oberbeck Christian L | |
| Saratoga Investment Corp | |
| Steenkamp Henri J | |
| Looney Steven M | |
| Williams George Cabell III | |
| Oberbeck Elizabeth | |
| Grisius Michael J |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Saratoga Investment Corp SAR
Common Stock
|
2026-01-29 | Gift | 1,000 | $0.00 | |
|
Saratoga Investment Corp SAR
Common Stock
|
2025-12-19 | Gift | 1,000 | $0.00 | |
|
Saratoga Investment Corp SAR
Common Stock
|
2025-12-11 | Gift | 5,200 | $0.00 | |
|
Saratoga Investment Corp SAR
Common Stock
|
2025-12-11 | Gift | 7,800 | $0.00 | |
|
Saratoga Investment Corp SAR
Common Stock
|
2025-12-11 | Gift | 7,800 | $0.00 | |
|
Saratoga Investment Corp SAR
Common Stock
|
2025-07-31 | Other | 2,252 | $0.00 | |
|
Saratoga Investment Corp SAR
Common Stock
|
2025-07-30 | Other | 48 | $0.00 | |
|
Saratoga Investment Corp SAR
Common Stock
|
2025-07-29 | Other | 28,261 | $0.00 | |
|
Saratoga Investment Corp SAR
Common Stock
|
2025-07-29 | Other | 4,373 | $0.00 | |
|
Saratoga Investment Corp SAR
Common Stock
|
2024-12-02 | Gift | 5,120 | $0.00 | |
|
Saratoga Investment Corp SAR
Common Stock
|
2024-12-02 | Gift | 7,680 | $0.00 | |
|
Saratoga Investment Corp SAR
Common Stock
|
2024-12-02 | Gift | 7,680 | $0.00 | |
|
Saratoga Investment Corp SAR
Common Stock
|
2024-11-05 | Other | 430 | $0.00 | |
|
Saratoga Investment Corp SAR
Common Stock
|
2024-10-07 | Other | 248 | $0.00 | |
|
Saratoga Investment Corp SAR
Common Stock
|
2024-08-13 | Other | 635 | $0.00 | |
|
Saratoga Investment Corp SAR
Common Stock
|
2024-08-12 | Other | 5,514 | $0.00 | |
|
Saratoga Investment Corp SAR
Common Stock
|
2024-08-12 | Other | 27,256 | $0.00 | |
|
Saratoga Investment Corp SAR
Common Stock
|
2023-12-13 | Gift | 4,472 | $0.00 | |
|
Saratoga Investment Corp SAR
Common Stock
|
2023-12-13 | Gift | 6,708 | $0.00 | |
|
Saratoga Investment Corp SAR
Common Stock
|
2023-12-13 | Gift | 6,708 | $0.00 | |
| showing 20 of 123 most recent transactions | |||||
| Related Firms | State | AUM |
|---|---|---|
|
Saratoga Investment Advisors LLC
✚
|
NY | 1,898.9 M |
|
Saratoga Management Company LLC
✚
|
NY | 1,898.9 M |
| Comparable Firms | State | AUM |
|---|---|---|
|
Legalist Inc
✚
|
CA | 1,915.1 M |
|
Carousel Capital Management Company LP
✚
|
NC | 1,912.8 M |
|
Halifax Investment Management LLC
✚
|
NC | 1,898.8 M |
|
Beecken Petty O'Keefe & Company LLC
✚
|
IL | 1,896.2 M |
|
Bow Wave Capital Management LP
✚
|
NY | 1,892.5 M |
|
Clarion Capital Partners LLC
✚
|
NY | 1,890.8 M |
|
DVSM LP
✚
|
OR | 1,888.4 M |
|
Granite Equity Partners LLC
✚
|
MN | 1,886.0 M |
|
TriGuard Management LLC
✚
|
CA | 1,881.2 M |
|
Access Ventures Capital Management LLC
✚
|
NY | 1,879.3 M |