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| HarbourView Asset Management Corporation
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|---|---|
| CRD # | 104979 |
| SEC # | 801-27136 |
| CIK # | |
| AUM | |
| Employees | |
| Phone | 212-278-9000 |
| Address | 225 Liberty Street New York, NY 10281 |
| Source | [IAPD] [Website] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Aaardvark Funding Limited | 2012-03-30 | 960.8 | |
| HF | Aaardvark II Funding Limited | 2012-03-30 | 77.2 | |
| HF | Aaardvark IV Funding Limited | 2012-03-30 | 330.7 | |
| HF | Aaardvark XS Funding Limited | 2012-03-30 | 289.4 | |
| HF | Aardvark ABS CDO 2007-1 | 2012-03-30 | 130.4 | |
| HF | Diversified Credit Opportunity Fund 2003-1 LLC | 2012-03-30 | 1.4 | |
| HF | Diversified Credit Opporunity Fund Cayman 2003-1 LP | 2012-03-30 | 0.6 | |
| SA | HarbourView CDO III Ltd | 2012-03-30 | 22.9 | |
| SA | HarbourView CLO 2006-1 | 2012-03-30 | 0.0 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 0.4 |
| By Discretionary | ||
| Discretionary | 1 | 0.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 0.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.4 | |
| Total | 1 | 0.4 |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
OppenheimerFunds Inc
✚
|
NY | 0.3 |
|
HarbourView Asset Management Corporation
✚
|
NY | 0.0 |
|
OC Private Capital LLC
✚
|
NY | 0.0 |
|
OFI Private Investments Inc
✚
|
NY | 0.0 |