OppenheimerFunds Inc

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OppenheimerFunds Inc
CRD #104983
SEC #801-8253
CIK #0000728889
AUM $253.9 M (2025-04-22)
Employees 15 (20% Investors, 27% Brokers)
Phone212-323-0200
Address225 Liberty Street, 11th Floor
New York, NY 10281-1008
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram]
Total AUM ($B)
2502001501005002000200820172026
Sector Form 13F Holdings Value ($B)
Alibaba Group Holding Ltd 3.5
Microsoft Corp 1.6
Facebook Inc 1.5
Alphabet Inc 1.5
China Lodging Group Ltd 1.3
Amazon Com Inc 1.1
Energy Transfer Equity LP 0.9
McGraw-hill Companies Inc 0.9
UnitedHealth Group Inc 0.8
YUM China Holdings Inc 0.8
View All
Holdings by Sector ($B)
16012896643202011201620212026
Type Form D Funds Date Sold ($M) AUM ($M)
Other OFI Global China Fund LLC 2015-03-31 253.9
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 0.3
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1 0.3
By Discretionary
Discretionary 1 0.3
Non-Discretionary 0 0.0
Total 1 0.3
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 0.3
Total 1 0.3
EDGAR Form CIK 2011 - 2025
13F-HR [0000728889]
3 [0000728889]
4 [0000728889]
SC 13D [0000728889]
SC 13G [0000728889]
Form 13D/13G Filer Form 13D/13G Subject Filed
OppenheimerFunds Inc Restorbio Inc [2019-04-10]
OppenheimerFunds Inc PDF Solutions Inc [2019-01-18]
OppenheimerFunds Inc Veeco Instruments Inc [2019-01-14]
OppenheimerFunds Inc Yandex NV [2019-01-14]
OppenheimerFunds Inc Amerigas Partners LP [2019-01-14]
OppenheimerFunds Inc Archrock Inc [2019-01-11]
OppenheimerFunds Inc 3D Systems Corp [2019-01-11]
OppenheimerFunds Inc Glycomimetics Inc [2018-09-06]
OppenheimerFunds Inc Rice Midstream Partners LP [2018-08-07]
OppenheimerFunds Inc Iconix Brand Group Inc [2018-08-07]
View All
Form 3/4/5 Subject 2011 - 2025
Invesco Commercial Real Estate Finance Trust, Inc.
IVZ Inc
Oppenheimer Acquisition Corp
OppenheimerFunds, Inc.
Invesco Group Services, Inc.
Invesco Ltd.
Invesco Holding Co Ltd
Invesco Advisers, Inc.
Invesco Realty, Inc.
Carlyle Tactical Private Credit Fund
Related Firms State AUM ($B)
OppenheimerFunds Inc
NY 0.3
HarbourView Asset Management Corporation
NY 0.0
OC Private Capital LLC
NY 0.0
OFI Private Investments Inc
NY 0.0
Comparable Firms State AUM ($B)
CWCI LLC
DC 0.3
Silvermine Capital Management LLC
NY 0.3
TYRO Capital Management LLC
FL 0.3
Constellation Capital Management LLC
0.3
Flowering Tree Investment Management PTE Ltd
0.3
Candelo Capital Management LP
NY 0.3
Walnut Level Capital LLC
CO 0.3
Camac Partners LLC
0.3
Metronome Capital LLP
0.3
Shadowfall Capital & Research LLP
0.3
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