Haven Private LLC

FEES & COMPENSATION

     Discovery Meeting
     The Discovery Meeting has no cost or obligation. This meeting provides the opportunity for
     both parties to get to know each other and for us to share in greater detail how we can address
     your monetary objectives:

          v Diagnose your current family financial need.
          v Address your financial concerns and answer your questions on how we
            can assist you.
          v Discuss private banking for credit and lending, liquidity, and
            money movement needs and how we can facilitate their
            services when necessary while providing reporting capabilities
            and oversight of the transactions.
          v Recommend financial resolutions to lower costs, reduce risks,
            increase expected returns, and/or increase tax efficiency to
            improve the likelihood of successfully achieving your goals.
          v Explain our investment methodology and how our investment
            strategies work; and,
          v Explain the benefits of wealth planning8 and how an evaluation of your wealth
            management needs is beneficial beyond just managing your investable assets.

     From the Discovery Meeting, our objective will be to move forward under an advisory contract
     to manage your portfolio assets. We will prepare the necessary agreements to perform the
     desired service. If, however, you do not wish to engage us for our wealth management
     services, you will be responsible for implementing any recommendations coming out of the
     Discovery Meeting. All wealth management solutions discussed will have been concluded and
     we are not responsible to implement the advice or for any on-going supervision, monitoring,
     and/or reporting.

     Portfolio Management Fee
     Portfolio management is provided on an asset-based fee9 arrangement. The management fee
     will be calculated based on the average daily balance10 of your account(s) for each day in the
     previous calendar quarter your account was managed multiplied by one-fourth of the
     corresponding annual percentage rate for each portion of your portfolio assets that fall
     within each tier (See “Billing” below under “Protocols for Portfolio Management” for formula
     calculation.).

     8    We do not charge a fee for wealth planning; it is a complementary service available to all clients. At our discretion, based on your
          unique financial need, we will prepare at minimum a limited-scope financial plan.
     9    An asset-based fee is a percentage fee charged based on your assets under management for our professional time giving continuous
          advice, managing investment strategies, and suggesting investment options. We receive no other compensation for this advisory
          service unless first disclosed to you.
     10   The average daily balance is calculated first by determining the maximum number of days from which to retrieve prices and then
          accumulates the values of your account on each day of the calendar quarter. This accumulation is then divided by either the total
          number of days the account balance was not zero or the total number of days in the quarter your account was managed.

Form ADV: Part 2A
© eAdvisor Compliance, Inc. – Disclosure Brochure Design Layout. www.eAdvisorCompliance.com

                                                                                                                                                  DISCLOSURE BROCHURE

     The tier breaks are as follows:

                                                                                                                            Annual Fee
                                   Portfolio Value                                                                             Rate
                                                                                                                                Not to Exceed

                                   First $2,000,000 ........................................                                     1.25%
                                   Next $3,000,000 ........................................                                      0.90%
                                   Next $5,000,000 ........................................                                      0.60%
                                   Next $15,000,000.......................................                                       0.50%
                                   Next $25,000,000.......................................                                       0.45%
                                   Over $50,000,000 ......................................                                  Negotiable

     Our management fee will be fully disclosed to you in an advisory agreement prior to conducting
     any portfolio management services. We retain discretion to negotiate the management fee
     within each tier on a client-by-client basis depending on the size, complexity, and nature of
     the portfolio managed. In addition, for the portion of your portfolio that exceeds into the next
     tier level, either through additional deposits or asset growth, a fee break will occur.

     At our discretion, we may combine the account values of family members, business associates,
     or other combinations we deem appropriate to determine the applicable advisory fee.
     Combining account values may increase the asset total, which may result in you paying a
     reduced advisory fee based on the available breakpoints in our fee schedule stated above. We
     do not require a minimum account size to open a portfolio management account.

         Protocols for Portfolio Management Services
         The following protocols establish how we handle our portfolio management accounts and
...

TYPES OF CLIENTS

     The types of clients to whom we offer advisory services are described above under “Who We
     Are” in the Item 4, “Advisory Business” section. We have no minimum account size for
     portfolio management as disclosed above under “Portfolio Management Fee” in Item 5 above in
     the “Fees & Compensation” section of this Brochure.