Hayden Harper Wealth Advisory LLC

Item 5 – Fees and Compensation
The manner in which HHWA is compensated and the fees you will pay depends on the type of program or
service you select. We have disclosed below the fees and compensation associated with our primary services:
(1) Family Office Advisory Services (2) Investment Advisory Services and (3) Financial Planning.

Family Office Advisory Services
The maximum annual fees for clients under this program is 1.50% charged on all assets listed on the client’s
balance sheet. HHWA may also from time to time be reimbursed for expenses that are associated with the
tailored services for each individual family. These fees will be agreed upon and disclosed in the advisory
agreement.

Investment Advisory Services
The maximum annual fees for clients under this program is listed below:

     Total Client Assets Under Management                             Annual Flat Fee
                   $0 - $500,000                                         1.50%
            $500,000 - $1,500,000                                        1.25%
                  $1,500,000 +                                           1.00%
*See additional fee structures for specific strategies and investments below.

For both services, the value of the account(s) is calculated as the market value of all long and short
securities/positions in the account(s). Although the fees listed above are “default” fees, they may, in some
circumstances, be negotiable. If HHWA is assessed a transaction fee, such fee may be passed on to the client
at cost. Fees may be paid in arrears or advance as spelled out in the Advisory Agreement. If paid in arrears,
the initial fee payment is due following the 1st calendar quarter. If paid in advance, the initial fee payment is
due following initial account funding. The period for which such payment will be made will run from the
opening date through the last day of the full calendar quarter and will be prorated. Thereafter, the quarterly
fee is based on the account asset value on the last day of the respective calendar quarter.

Fees are debited directly from client accounts and are calculated using the total assets in the account as
shown on the client custodial statement, including any assets purchased on margin. If there is a net debit
cash balance in the account as a result of using margin, the cash balance will be excluded from the fee
calculation. Net positive cash balances in type 1 (cash account) and type 2 (margin account) are included in
the fee calculation.

Client will maintain or deposit sufficient funds in the account to cover payment of all fees authorized by the
contract, and the client authorizes HHWA and the custodian to debit the account balances or redeem money
market fund shares in the amount equal to the fee that is due. If there are not funds to cover the fees,
HHWA may liquidate assets to cover fees.

Client or HHWA may initiate termination of the contract at any time by sending written notice to the other
party. Notice will be accepted the day that it is received by the other party. Termination of the contract will
not affect any liabilities or obligations of the parties from transactions initiated before termination of the
contract or a client's obligation to pay advisory fees (pro-rated through end of the month in which
termination is effective). If a client pays for advisory fees in advance and leaves during the quarter, Hayden
Harper Wealth Advisory, LLC will refund a prorated amount of the "unused" fee. We will calculate this by
taking the number of days in the quarter and dividing this into the total amount charged. This determines a
"daily" rate. We will then multiply this daily rate by the number of days the client was invested during the
quarter. We will subtract this from what was charged at the beginning of the quarter and refund the
difference. Fees will be deposited back in the clients’ account(s).

Margin
Investment adviser representatives trade on margin for client’s accounts, when consistent with the client’s
suitability profile and risk tolerance or at the client’s directive. This could result in a high portfolio turnover

ratio and higher transaction charges in accounts with such charges. Additionally, the use of margin results in
interest charges as well as all other fees and expenses associated with the security or account involved.

Other Charges
In addition to the advisory fees paid to HHWA, clients can also incur certain charges imposed by other third
parties, such as broker-dealers, custodians, trust companies, banks and other financial institutions
(collectively “Financial Institutions”). The advisory fees and transaction charges do not cover charges imposed
by third party investment managers that charge asset management fees, which are in addition to the advisory
fees charged by the firm. The fees charged by third party managers are disclosed in each Manager’s ADV Part
2A. Accounts may require a minimum advisory fee or quarterly maintenance fee that will be detailed in the
applicable advisory agreement. The Management Fee also does not cover fees and charges in connection
with: debit balances; margin interest; odd-lot differentials; IRA fees; transfer taxes; exchange fees; wire
transfers; extensions; non-sufficient funds; mailgrams; legal transfers; bank wires; postage; costs associated
with exchanging foreign currencies; and SEC fees or other fees or taxes required by law.

12(b)-1 Fees
Some mutual funds within this program pay 12(b)-1 service fees (normally 0.25% per year) to the Custodian
or Manager. The mutual funds the Firm could purchase or recommend offer a variety of share classes,
including some that do not charge 12(b)-1 fees and are, therefore, less expensive. These fee arrangements will
be disclosed upon request of a client and are available in the applicable fund’s prospectus.

There are instances in which the HHWA would recommend a mutual fund that carries a 12(b)-1 fee, even
...

Item 7 – Types of Clients
HHWA provides investment advisory services to a broad array of clients, which include individuals, high net
worth individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations
or other businesses. While there is no minimum account size for investment advisory services, the minimum
assets under management for Family Office Advisory Services is $2 million (net worth). HHWA has the
discretion to waive this minimum.

Certain third-party money managers may require a minimum as disclosed in the individual manager’s Firm
Brochure. Under certain circumstances, the minimum may be waived, including related accounts that are
combined to meet the minimum.