Haynie Wealth Management LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into a written
agreement with the Advisor.

A. Fees for Advisory Services
Wealth Management Services
Wealth Management fees are paid quarterly in advance of each quarter pursuant to the terms of the wealth
management agreement. Wealth management fees are based on the market value of assets under
management at the end of the prior calendar quarter. Assets held in high-yield cash accounts are billed at a flat
annual rate of 0.35%. Wealth management fees for all other accounts are based on the following schedule:
                   Assets Under Management ($)           Annual Rate (%)
                   The first $500,000                            1.25%
                   The next $500,000 to $1,000,000               1.10%
                   The next $1,000,000 to $2,000,000             1.00%
                   The next $2,000,000 to $4,000,000             0.90%
                   The next $6,000,000 to
                   $10,000,000                                   0.65%
                   $10,000,001 and above                         0.45%
                 *The Advisor’s fee noted above do not include the fees paid to the Investment Platform. The
                 Client acknowledges an additional fee to be paid to the Investment Platform not to exceed an
                 annual rate of 0.25%.

The tiered fee schedule results in a “blended” fee based on the assets under management at the time of the
billing calculation. For example, for an account valued at $1,000,000 based on the above schedule, Clients will
be charged 1.25% for the first $500,000, 1.10% for the next $500,000. This results in a blended rate of 1.175%
annually. The use of a blended rate presents a conflict of interest as it may result in higher fees collected by the
Advisor. Higher assets under management fees (resulting from blended fee schedules) may have an adverse
effect on Client returns and Client portfolios over time.

The wealth management fee in the first quarter of service is prorated from the inception date of the account[s] to
the end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will
take into consideration the aggregate assets under management with the Advisor. All securities held in accounts
managed by Haynie Wealth will be independently valued by the Custodian. Haynie Wealth will conduct periodic
reviews of the Custodian’s valuation to ensure accurate billing.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction fees and custody fees,
and other related costs and expenses described in Item 5.C., which may be incurred by the Client. However, the
Advisor shall not receive any portion of these commissions, fees, and costs.

Employee Benefit Plan Services

Haynie Wealth will be compensated for Employee Benefit Plan services according to the value of plan assets
not to exceed 2.00% of total plan assets. The annual fees are negotiable, pro-rated and paid in advance on a
quarterly basis. This does not include fees to other parties, such as RecordKeepers, Custodians, or Third-Party-
Administrators. Fees for this service are either paid directly by the plan sponsor or deducted directly from the
plan assets by the Custodian on a quarterly basis, and Haynie Wealth’s fee is remitted to Haynie Wealth.
Accounts initiated or terminated during a calendar quarter will be charged a pro-rated fee based on the amount
of time remaining in the billing period. An account may be terminated with written notice at least 15 calendar
days in advance.

Use of Independent Managers
As noted in Item 4, the Advisor may implement all or a portion of a Client’s investment portfolio utilizing one or
more Independent Managers. To eliminate any conflict of interest, the Advisor does not earn any compensation
                                              Haynie Wealth Management LLC
                                      1785 West 2320 South, Salt Lake City, UT 84119
                                                 Phone: (512) 537-8241
                                             https://www.hayniewealth.com/

from an Independent Manager. The Advisor will only earn its investment advisory fee as described above. The
Advisor will allocate a portion of the advisory fee collected to the Independent Manager pursuant to the terms of
the executed agreement between the Advisor and the Independent Manager. The total blended fee, including
the Advisor’s fee and the Independent Manager’s fee, will not exceed 1.50% annually.

Financial Planning
All financial planning services are provided as part of a Client’s overall wealth management engagement on a
complementary basis.

Pursuant to California Code of Regulations Section 260.238(j), the Advisor discloses that the Client may be able
to obtain similar services from other services providers for a lower fee.

B. Fee Billing
Wealth Management Services
Wealth Management fees are calculated by the Advisor or its delegate and deducted from the Client’s
account[s] at the Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the
fees to be deducted from the Client’s account[s] at the beginning of the respective quarter. The amount due is
calculated by applying the quarterly rate (annual rate divided by 4) to the total assets under management with
Haynie Wealth at the end of the prior quarter. Clients will be provided with a statement, at least quarterly, from
the Custodian reflecting the deduction of the wealth management fee. In addition, the Advisor will provide the
Client an invoice itemizing the fee, including the calculation period covered by the fee, the account value, and
the methodology used to calculate the fee.
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Item 7 – Types of Clients

Haynie Wealth offers investment advisory services to individuals, high net worth individuals, trusts, estates, and
small businesses in the State of Texas and other states. The amount of each type of Client is available on
Haynie Wealth’s Form ADV Part 1A. These amounts may change over time and are updated at least annually
by the Advisor.

Haynie Wealth generally requires a minimum household size is $500,000 of assets under management to
effectively implement its investment process. However, the Advisor may grant exceptions to the minimum
household size at its sole discretion.